Fund Regulation Content

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July 13, 2015 Mr. Ronald W. Smith Corporate Secretary Municipal Securities Rulemaking Board 1900 Duke Street, Suite 600 Alexandria, VA 22314 Re: Request for Comment on Draft Amendments and Other Issues Related to MSRB Rule A-3 on Membership on the Board (2015-08) Dear Mr. Smith: The...

July 10, 2015 Lynnette Kelly, Executive Director Municipal Securities Rulemaking Board 1900 Duke Street, Suite 600 Alexandria, VA 22314 Re: Implementation of MSRB Rule G-45 Dear Ms. Kelly: On behalf of the undersigned,1 we would like to thank you and your colleagues at the Municipal...

June 18, 2015 The Honorable Mary Jo White, Chair US Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: Shortened Settlement Cycle – Regulatory Initiatives Dear Chair White: The Investment Company Institute (“ICI”) 1 and the Securities Industry and...

By Electronic Delivery June 4, 2015 Hon. William Wilkins Chief Counsel Internal Revenue Service 1111 Constitution Avenue, NW Washington, DC 20224 RE: Money Market Fund Reform – Adviser Contributions Dear Mr. Wilkins: The Investment Company Institute,1 on behalf of its members, seeks...

May 29, 2015 Secretariat of the Financial Stability Board c/o Bank for International Settlements CH-4002 Basel, Switzerland Re: Consultative Document (2nd); Assessment Methodologies for Identifying Non-Bank Non-Insurer Global Systemically Important Financial Institutions: Proposed...

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1Case Id: 11b53c4b-b776-4e09-a0bc-51080448df14 Date: 11/05/2015 18:04:00 Public consultation on an EU framework for simple, transparent and standardised securitisation Fields marked with * are mandatory. Introduction This consultation represents a first step towards a possible...

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