Fund Regulation Content

January 9, 2015 Kym S. Arnone, Chair Lynnette Kelly, Executive Director Municipal Securities Rulemaking Board 1900 Duke Street, Suite 600 Alexandria, VA 22314 Re: Compliance Date for MSRB Rule G-45 Dear Ms. Arnone and Ms. Kelly: On behalf of the undersigned,1 we are writing to...

December 29, 2014 Mr. Brent Fields, Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: MSRB Rule G-3 Relating to Qualification Requirements For Municipal Advisors; File No. SR-MSRB-2014-08 Dear Mr. Fields: The Investment Company Institute...

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December 8, 2014 Cooperative Capital Markets Regulatory System c/o: The Government of Canada The Government of British Columbia The Government of New Brunswick The Government of Ontario The Government of Prince Edward Island The Government of Saskatchewan Re: Capital Markets Stability...

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November 24, 2014 Mr. Robert deV. Frierson Secretary Board of Governors of the Federal Reserve System 20th Street and Constitution Avenue NW. Washington, D.C. 20551 Mr. Barry F. Mardock Deputy Director Office of Regulatory Policy Farm Credit Administration 1501 Farm Credit Drive...

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DC-9665228 v56 August 29, 2014 VIA ELECTRONIC MAIL Mr. Gary Barnett Director Division of Swap Dealer and Intermediary Oversight Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, NW Washington, DC 20581 Re: Compliance with Registration Requirements Under...