Fund Regulation Content

February 10, 2014 Melissa D. Jurgens Secretary Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, NW Washington, DC 20581 Re: Aggregation of Positions (RIN 3038-AD82) Dear Ms. Jurgens: The Investment Company Institute (“ICI”)1 is submitting this letter in...

January 28, 2014 The Honorable Penny Pritzker Secretary U.S. Department of Commerce 1401 Constitution Avenue, N.W. Washington, DC 20230 Dear Secretary Pritzker: The undersigned organizations represent directly or indirectly the vast majority of the employers sponsoring retirement...

January 13, 2014 Ronald W. Smith, Corporate Secretary Municipal Securities Rulemaking Board 1900 Duke Street, Suite 600 Alexandria, Virginia 22314 Re: MSRB Notice 2013-22 Relating to Continuing Education Requirements Dear Mr. Smith: The Investment Company Institute (“ICI”)1...

ICI and ICI Global Respond to Financial Stability Board’s Consultation on Global Systemically Important Financial Institutions London, 08 January 2014 - Today, Dan Waters, Managing Director of ICI Global, and Karrie McMillan, General Counsel of the Investment Company Institute, made...

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December 5, 2013 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants and Capital Requirements for...

November 27, 2013 Secretariat of the Financial Stability Board c/o Bank for International Settlements CH-4002 Basel, Switzerland Re: Proposed Regulatory Framework for Haircuts on Non-Centrally Cleared Securities Financing Transactions (Annex 2 of August 29, 2013 Report on...

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November 8, 2013 Elizabeth M. Murphy, Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: File No. SR-MSRB-2013-04; MSRB Proposed Rule G-45 Dear Ms. Murphy: The Investment Company Institute (the “Institute”)1 appreciates the opportunity to...

November 1, 2013 Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Public Feedback on OFR Study on Asset Management Issues (SEC File No. AM-1) Dear Ms. Murphy: The Investment Company Institute1 greatly appreciates...