Fund Regulation Content

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Via http://www.regulations.gov April 21, 2015 Employee Benefits Security Administration U.S. Department of Labor 200 Constitution Avenue, NW Washington, DC 20210 Re: Comment Period for Conflict of Interest Rule and Related Exemptions Ladies and Gentlemen: The American Bankers...

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10/04/2015 BY EMAIL AND ONLINE SUBMISSION AT HTTP://FUNDSPASSPORT.APEC.ORG The Treasury, Australia Financial Services Unit Financial System and Services Division fundspassport@treasury.gov.au Financial Supervisory Service, Republic of Korea Asset Management Supervision Office...

March 25, 2015 Financial Stability Oversight Council Attn: Patrick Pinschmidt Deputy Assistant Secretary for the Financial Stability Oversight Council 1500 Pennsylvania Avenue NW Washington, DC 20220 Re: Notice Seeking Comment on Asset Management Products and Activities (FSOC-2014...

By Electronic Delivery March 11, 2015 Michael Novey Associate Legislative Counsel U.S. Department of the Treasury 1500 Pennsylvania Avenue, NW Washington, DC 20220 Steven Harrison Branch Chief, Branch 1 Office of Associate Chief Counsel (Financial Institutions and Products) Internal...

Financial Stability and Asset Management: What’s at Stake? Dinner Remarks Boston University/ICI Conference on Financial Stability and Asset Management Paul Schott Stevens President and CEO Investment Company Institute March 10, 2015 Boston Thank you, Con, for hosting us here tonight...

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Will You Be Ready? Implementing the New Money Market Fund Rules Welcoming Remarks Paul Schott Stevens President & CEO Investment Company Institute February 4, 2015 Washington, DC Good morning, and welcome. It’s great to see so many experts from so many parts of the fund industry in...