Fund Regulation Content

March 15, 2013 Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: NYSE Proposal Concerning Proxy Distribution Fees (File No. SR-NYSE-2013-07) Dear Ms. Murphy: The Investment Company Institute1 is responding to the...

March 14, 2013 Via Electronic Mail (baselcommittee@bis.org and wgmr@iosco.org) Wayne Byres Secretary General Basel Committee on Banking Supervision Bank of International Settlements Centralbahnplatz2 CH-4002 Basel Switzerland David Wright Secretary General International Organization...

DC-9669960 v19 0301517-00502 February 26, 2013 VIA ELECTRONIC MAIL Mr. Gary Barnett Director Division of Swap Dealer and Intermediary Oversight Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, NW Washington, DC 20581 Re: Compliance with Registration...

February 19, 2013 Ronald W. Smith, Corporate Secretary Municipal Securities Rulemaking Board 1900 Duke Street, Suite 600 Alexandria, VA 22314 Re: MSRB Notice 2012-63 Comments on MSRB Rules Dear Mr. Smith: The Investment Company Institute1 appreciates the opportunity to respond to the...

February 15, 2013 Elizabeth M. Murphy, Secretary U.S. Securities and Exchange Commission 100 F Street NE Washington, DC 20549-1090 Re: Proposed FINRA Rule 2267; File No. SR-FINRA-2013-002 Dear Ms. Murphy: The Investment Company Institute1 appreciates being provided the opportunity to...

February 14, 2013 Ms. Sui Hui Lim Capital Markets Policy Division Capital Markets Department Monetary Authority of Singapore 10 Shenton Way MAS Building Singapore 079117 Re: Consultation Paper on Draft Regulations Pursuant to the Securities and Futures Act for Trade Repositories and...

13 February 2013 Algirdas Šemeta Member of the European Commission Commissioner Taxation and Customs Union, Audit and Anti-Fraud B-1049 Brussels Belgium Re: Enhanced Cooperation Agreement for the Financial Transaction Tax Dear Commissioner Šemeta: On behalf of our members, the...

February 11, 2013 Mr. Alp Eroglu International Organization of Securities Commissions (IOSCO) Calle Oquendo 12 28006 Madrid Spain Re: Consultation Report CR01/03 on Financial Benchmarks Dear Mr. Eroglu: The Investment Company Institute1 and ICI Global2 appreciate the opportunity to...

February 8, 2013 Mr. Ronald W. Smith Corporate Secretary Municipal Securities Rulemaking Board 1900 Duke Street, Suite 600 Alexandria, VA 22314 Re: Request for Comment on Concept Proposal to Require Underwriters to Submit Preliminary Official Statements to the MSRB’s Electronic...

February 6, 2013 Ms. Melissa Jurgens Secretary Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, NW Washington, DC 20581 Re: Further Proposed Guidance regarding Compliance with Certain Swap Regulations (RIN 3038– AD85) Dear Ms. Jurgens: The Investment...