Fund Regulation Content

March 14, 2016 Delivered Electronically Mr. Brent J. Fields Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-9303 Re: Supplemental Comments on Investment Company Reporting Modernization (File No. S7-08-15) Dear Mr. Fields: The Investment...

Innovation in Fund Disclosure: The Potential, the Barrier, and the Path Forward General Counsel’s Address, 2016 Mutual Funds and Investment Management Conference David W. Blass General Counsel Investment Company Institute March 14, 2016 Orlando, FL As prepared for delivery. Good...

ICI General Counsel David Blass Presents the Path Forward for Innovation in Fund Disclosure The fund industry has an opportunity to continue its long-standing commitment to innovation, ICI General Counsel David Blass told the audience during his keynote at the 2016 Mutual Funds and...

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14 December 2015 Reply form for the consultation paper on Review of Article 26 of RTS No 153/2013 with respect to MPOR for client accounts 1 Responding to this paper The European Securities and Markets Authority (ESMA) invites responses to the questions listed in this Consultation...

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Quick Take: ICI Response to SEC’s Liquidity Management Proposal The SEC’s Proposed Minimum Liquidity Levels Could Harm Investors Among other things, the SEC’s proposed liquidity minimum could impede funds’ ability to take advantage of favorable market opportunities and to accurately...

1Case Id: 2ef1490d-c02c-4f6c-ac31-79d84ff5fac2 Date: 14/01/2016 19:37:05 Public consultation on impacts of maximum remuneration ratio under Capital Requirements Directive 2013/36/EU (CRD IV), and overall efficiency of CRD IV remuneration rules Fields marked with * are mandatory...

16_sec_lrm_factsheet.pdf