Fund Regulation Content

July 22, 2016 Mr. Brent J. Fields Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-9303 Re: Incentive-Based Compensation Arrangements (File Number S7-07-16) Dear Mr. Fields: The Investment Company Institute1 appreciates the opportunity to...

July 18, 2016 Financial Stability Oversight Council Attn: Mr. Jonah Crane Deputy Assistant Secretary for the Financial Stability Oversight Council 1500 Pennsylvania Avenue NW Washington, DC 20220 Re: FSOC Update on Review of Asset Management Products and Activities Dear Mr. Crane: The...

FSOC Lacks Evidence That Mutual Funds’ Liquidity, Redemptions Raise Financial Stability Concerns New ICI Empirical Analysis of High-Yield Bond Sector Contradicts FSOC’s Contentions Washington, DC, July 18 - The Financial Stability Oversight Council (FSOC) has not substantiated its...

ICI Survey: Flawed Fee System Doubles Costs to Fund Shareholders for Broker Delivery of Fund Reports Fund Industry Urges Updating of Rules to Create Savings for Shareholders Washington, DC, July 14, 2016—New analysis conducted by the Investment Company Institute (ICI) shows that funds...

July 6, 2016 Cooperative Capital Markets Regulatory System c/o: The Government of Canada The Government of British Columbia The Government of New Brunswick The Government of Ontario The Government of Prince Edward Island The Government of Saskatchewan The Government of Yukon Re...

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ICI Responds to Financial Stability Board Report Washington, DC, June 22, 2016— Investment Company Institute President and CEO Paul Schott Stevens today issued the following statement in response to the report by the Financial Stability Board (FSB), Proposed Policy Recommendations to...

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