Fund Regulation Content

June 3, 2016 Robert deV. Frierson, Secretary Board of Governors of the Federal Reserve System 20th Street and Constitution Avenue NW Washington, DC 20551 E-mail: regs.comments@federalreserve.gov Re: Single-Counterparty Credit Limits for Large Banking Organizations; Proposed Rule (RIN...

1 June 2016 Submitted electronically Finansdepartementet P.O. Box 8008 Dep 0030 Oslo Your reference: 16/550 FMA Re: Proposal for Transposition of the Revised Transparency Directive Dear Sir/Madam, ICI Global1 is writing in regard to Norway’s major holding reporting regime. We...

May 31, 2016 Brent J. Fields Secretary U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Security-Based Swap Data Repositories; ICE Trade Vault, LLC; Notice of Filing of Application for Registration as a Security-Based Swap Data Repository (File No...

May 27, 2016

U.S. Securities and Exchange Commission Chair Mary Jo White laid out a list of SEC priorities in her appearance at ICI’s General Membership Meeting. In the May 26, 2016, edition of Focus on Funds, ICI General Counsel David Blass breaks down the list for funds and their investors.

May 17, 2016 Mr. Brent J. Fields Secretary Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Supplemental Comments on Open-End Fund Liquidity Risk Management Programs (File No. S7-16-15) Dear Mr. Fields: The Investment Company Institute (“ICI”)1 is pleased...

Focus on Funds Asset Managers Respond to Increasing Regulatory Demand for Fund Data The U.S. Securities and Exchange Commission is among those regulators asking asset managers to provide more data, more frequently. In the May 13, 2016, edition of Focus on Funds, ICI Associate General...

STATEMENT OF THE INVESTMENT COMPANY INSTITUTE ON THE U.S. COMMODITY FUTURES TRADING COMMISSION’S APPROPRIATIONS FOR FISCAL YEAR 2017 Subcommittee on Financial Services and General Government Committee on Appropriations U.S. Senate May 12, 2016 Members of the Investment Company...

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