Fund Regulation Content

20 September 2016 | ESMA/2016/1389 2 Reply form for the Discussion Paper on the trad- ing obligation for derivatives under MiFIR Responding to this paper The European Securities and Markets Authority (ESMA) invites responses to the specific questions listed in the ESMA Discussion...

What Lies Ahead for Fund Regulation? Luncheon Keynote, given at: The SEC's New Fund Reporting and Liquidity Rules: What Do They Mean for the Fund Industry? Paul Schott Stevens President and CEO Investment Company Institute November 17, 2016 Boston, Massachusetts As prepared for...

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October 18, 2016

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Focus on Funds Investor Protections Missing from New Retirement Plan New state-run retirement plans for private-sector employees will be exempt from important investor safeguards. In the October 14, 2016, edition of Focus on Funds, ICI General Counsel David Blass details what workers...

UCITS Fund Distribution Reforms Would Benefit Investors and Markets Simplified Rules Would Reduce Investment Barriers, Improve the Flow of Capital London, 4 October 2016—ICI Global urged the European Commission to reform cross-border fund distribution rules to promote greater...

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ICI Global Response to the EU Commission’s Consultation1 on Barriers to the Cross-Border Distribution of Funds in the EU2 Part I - Key aspects of cross-border UCITS distribution that should be harmonised and coordinated3 ICI Global believes the European Commission should harmonise and...