Exchange-Traded Funds (ETFs) Content

September 24, 2012 The Securities and Futures Commission 8/F Chater House 8 Connaught Road Central Hong Kong Re: Consultation Paper on the Regulation of Electronic Trading Dear Sir or Madam: The Investment Company Institute (“ICI”) and ICI Global strongly support the Securities and...

August 16, 2012 Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: NASDAQ and NYSE Arca Market Maker Incentive Programs (File Nos. SR-NASDAQ-2012- 043 and SR-NYSEArca-2012-37) Dear Ms. Murphy: The Investment...

Focus on Funds 2012 Trends in Exchange-Traded Funds (ETFs) The August 3, 2012, edition of Focus on Funds analyzes activity in exchange-traded fund flows for the first half of the year and identifies the key takeaways. < Additional Resources: ICI Statistical Research Exchange-Traded...

June 27, 2012 Mr. Mohamed Ben Salem General Secretariat International Organization of Securities Commissions (IOSCO) Calle Oquendo 12 28006 Madrid Spain Re: Principles for the Regulation of Exchange Traded Funds Dear Mr. Ben Salem: The Investment Company Institute1 (the “Institute”)...

May 3, 2012 Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: NASDAQ Market Quality Program (File No. SR-NASDAQ-2012-043) Dear Ms. Murphy: The Investment Company Institute1 is writing to respond to The NASDAQ...

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November 7, 2011 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: Use of Derivatives by Investment Companies under the Investment Company Act of 1940 (File Number S7-33-11) Dear Ms. Murphy: The Investment Company...

ICI Responds to Senate Banking Committee Hearing on Exchange-Traded Funds Institute Welcomes Open Public Dialogue About Exchange-Traded Funds Washington, DC, October 19, 2011 - The Investment Company Institute issued the following statement in response to today’s hearing in the Senate...

October 3, 2011 Steven Maijoor Chair European Securities and Markets Authority 103 Rue de Grenelle, 75007 Paris FRANCE Re: Consultation on Guidelines on Systems and Controls in a Highly Automated Trading Environment for Trading Platforms, Investment Firms and Competent Authorities...

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