Exchange-Traded Funds (ETFs) Content

August 12, 2011 Mr. Werner Bijkerk International Organization of Securities Commissions Calle Oquendo 12 28006 Madrid Spain Re: Public Comment on Consultation Report: Regulatory Issues Raised by the Impact of Technological Changes on Market Integrity and Efficiency Dear Mr. Bijkerk...

American Bankers Association ABA Securities Association Futures Industry Association Institute of International Bankers International Swaps and Derivatives Association Investment Company Institute Securities Industry and Financial Markets Association Commodity Exchange Act Sections 4s...

June 23, 2011 Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: Short Sale Reporting Study Required by Dodd-Frank Act Section 417(a)(2) (File No. 4-627) Dear Ms. Murphy: The Investment Company Institute1 is...

June 22, 2011 Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: National Market System Plan to Address Extraordinary Market Volatility (File No. 4-631) Dear Ms. Murphy: The Investment Company Institute1 is...

June 10, 2011 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Mr. David A. Stawick Secretary Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, N.W. Washington, D.C. 20581 Re: Phase In Schedule...

Futures Industry Association Institute of International Bankers International Swaps and Derivatives Association Investment Company Institute Securities Industry and Financial Markets Association U.S. Chamber of Commerce Commodity Exchange Act Sections 1a(11), 1a(12), 1a(22), 1a(23)...

June 6, 2011 Ms. Mary J. Miller Assistant Secretary for Financial Markets United States Department of the Treasury 1500 Pennsylvania Avenue, N.W. Washington, D.C. 20220 Re: Determination of Foreign Exchange Swaps and Foreign Exchange Forwards under the Commodity Exchange Act Dear Ms...

May 16, 2011 Secretariat of the Financial Stability Board c/o Bank for International Settlements CH-4002 Basel, Switzerland Re: Potential Financial Stability Issues Arising from Recent Trends in Exchange- Traded Funds Dear Sir or Madam: The Investment Company Institute1 appreciates...

M April 28, 2011 Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-1090 Re: Listing Standards for Compensation Committees (File No. S7-13-11) Dear Ms. Murphy: The Investment Company Institute1 is pleased to comment on the...

February 11, 2011 Mr. Werner Bijkerk Senior Policy Advisor International Organization of Securities Commissions Calle Oquendo 12 28006 Madrid Spain Re: Public Comment on Issues Raised by Dark Liquidity Dear Mr. Bijkerk: The Investment Company Institute (“ICI”) supports the...