Exchange-Traded Funds (ETFs) Content

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Comment Letter

ICI Comment Letter on Single Stock Circuit Breakers (pdf)

June 3, 2010 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: SRO Single Stock Circuit Breaker Proposals (File Nos. SR-BATS-2010-014, SR-BX-2010-037, SR- NASDAQ-2010-061, SR-NSX-2010-05, SR-NYSE-2010-39, SR-NYSEArca...
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Comment Letter

ICI Submission for SEC Market Structure Roundtable (pdf)

June 1, 2010 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Market Structure Roundtable (File No. 4-602) Dear Ms. Murphy: The Investment Company Institute1 is writing to provide comments in advance of the Commission’s...
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Comment Letter

ICI Comment Letter on SEC Flash Order Proposal

November 23, 2009 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Elimination of Flash Order Exception from Rule 602 of Regulation NMS (File No. S7-21-09) Dear Ms. Murphy: The Investment Company Institute1 supports the...
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Comment Letter

ICI Comment Letter on SEC's ETF Rule Proposal (pdf)

May 19, 2008 Ms. Nancy M. Morris Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-9303 Re: Exchange-Traded Funds, File No. S7-07-08 Dear Ms. Morris: The Investment Company Institute1 is pleased to express its strong support for the Commission...