Exchange-Traded Funds (ETFs) Content

Focus on Funds Trends in 2013 Mutual Fund and ETF Investing The February 7, 2014, issue of Focus on Funds offers a full analysis of ICI’s data on 2013 mutual fund and ETF flows. Video Transcript Stephanie Ortbals-Tibbs, Director, ICI Media Relations: Welcome to Focus on Funds, the...

Focus on Funds Trends in Exchange-Traded Funds In the August 2, 2013, issue of Focus on Funds, ICI’s senior economist Shelly Antoniewicz outlines key data and trend lines in ETF investing through the first half of the year. Additional Resources: ICI Statistics  

May 16, 2013 Mr. Alp Eroglu International Organization of Securities Commissions (IOSCO) Calle Oquendo 12 28006 Madrid Spain Re: Consultation Report CR04/03 on Financial Benchmark Principles Dear Mr. Eroglu: The Investment Company Institute1 and ICI Global2 appreciate the opportunity...

March 28, 2013 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: The NASDAQ Stock Market LLC Proposed Rule Change to Require Listed Companies to Have an Internal Audit Function (File No. SR- NASDAQ-2013-032) Dear Ms. Murphy...

Focus on Funds Exchange-Traded Funds (ETFs) Gain The February 1, 2013, issue of Focus on Funds offers a review and analysis of ETF fund flows in 2012. Additional Resources:  ICI Statistics on ETF Assets ICI’s Exchange-Traded Funds Resource Center

November 29, 2012 Via email to MARKT-BENCHMARKS-CONSULTATIONS@ec.europa.eu European Commission B-1049 Brussels Belgium Re: Consultation Document on the Regulation of Indices Dear Sir or Madam: The Investment Company Institute1 (“ICI”) and ICI Global2 appreciate the opportunity to...

November 8, 2012 Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-9303 Re: NASDAQ Stock Market LLC Proposal With Respect to INAV Pegged Orders for ETFs (File No. SR- NASDAQ-2012-117) Dear Ms. Murphy: The Investment Company...

Focus on Funds Domestic Equities Drive High Net Issuance of Exchange-Traded Funds The November 2, 2012, issue of Focus on Funds highlights trends from the latest monthly data on exchange-traded funds.  Additional Resources: ICI Statistics UnderstandETFs.org    

Focus on Funds ETF Firms Offer New Investor Education Tool The October 19, 2012, issue of Focus on Funds describes a newly launched investor education effort around exchange-traded funds. Additional Resources: UnderstandETFS.org  

ppr_12_idc_oversight_etfs.pdf