Exchange-Traded Funds (ETFs) Content

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A1 February 2, 2011 European Commission Directorate General Internal Market and Services Unit G3 B - 1049 Bruxelles/Brussel (Belgium) Re: Consultation on the Review of the Markets in Financial Instruments Directive (MiFID) Dear Sir or Madam: The Investment Company Institute (“ICI”)...

January 3, 2011 Mr. David A. Stawick Secretary Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, N.W. Washington, D.C. 20581 Re: Antidisruptive Practices Authority Contained in the Dodd-Frank Wall Street Reform and Consumer Protection Act (RIN No. 3038-AD26...

ICI Response to Kauffman Foundation Paper, “Choking the Recovery: Why New Growth Companies Aren’t Going Public and Unrecognized Risks of Future Market Disruptions” There’s much to think about in the recent paper from the Kauffman Foundation. The authors, who have vast knowledge of and...

October 20, 2010 Via e-mail to rule-comments@sec.gov Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: Concept Release on the U.S. Proxy System (File No. S7-14-10) Dear Ms. Murphy: The Investment Company Institute1...

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July 19, 2010 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: SRO Single Stock Circuit Breaker Proposals (File Nos. SR-BATS-2010-18, SR-BX-2010-044, SR- NASDAQ-2010-079, SR-NSX-2010-08, SR-NYSE-2010-49, SR-NYSEArca...

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June 23, 2010 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Market Structure Roundtable (File No. 4-602) Dear Ms. Murphy: The Investment Company Institute1 is writing to follow-up on its earlier submission regarding...

June 22, 2010 Not for Distribution Confidential Draft Not for Distribution June 22, 2010 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Large Trader Reporting System (File No. S7-10-10) Dear Ms. Murphy: The Investment...