Transfer Agent Advisory Content

  [27093] March 8, 2013 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 22-13 RE: TRANSFER AGENT ADVISORY COMMITTEE MEETING NOTICE - APRIL 30 - MAY 1, 2013   The next meeting of the Transfer Agent Advisory Committee will be held on Tuesday, April 30 from 3:00 to 5:30 p.m. ET and Wednesday...

[27050] February 26, 2013 TO: PENSION MEMBERS No. 12-13 OPERATIONS COMMITTEE No. 11-13 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 6-13 TRANSFER AGENT ADVISORY COMMITTEE No. 21-13 RE: ICI COMMENT LETTER ON DEPARTMENT OF LABOR PROPOSED AMENDMENTS TO ABANDONED PLAN REGULATIONS AND...

[27047] February 25, 2013 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 20-13 BROKER/DEALER ADVISORY COMMITTEE No. 12-13 COMPLIANCE MEMBERS No. 13-13 INVESTMENT ADVISER MEMBERS No. 17-13 SMALL FUNDS MEMBERS No. 16-13 RE: SCOPE OF SEC’S NEW MISSING SECURITYHOLDER/UNRESPONSIVE PAYEE RULES...

[27012] February 14, 2013 TO: TAX MEMBERS No. 10-13 INTERNATIONAL MEMBERS No. 13-13 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 5-13 TRANSFER AGENT ADVISORY COMMITTEE No. 19-13 BROKER/DEALER ADVISORY COMMITTEE No. 10-13 ICI GLOBAL TAX COMMITTEE No. 4-13 RE: FIRST SIGNED MODEL 2...

[26996] February 8, 2013 TO: TAX MEMBERS No. 9-13 INTERNATIONAL MEMBERS No. 10-13 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 4-13 TRANSFER AGENT ADVISORY COMMITTEE No. 18-13 BROKER/DEALER ADVISORY COMMITTEE No. 9-13 ICI GLOBAL MEMBERS RE: FINAL FATCA REGULATIONS - A SUMMARY The...

[26989] February 8, 2013 TO: ACCOUNTING/TREASURERS COMMITTEE No. 9-13 BOARD OF GOVERNORS No. 5-13 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 5-13 COMPLIANCE MEMBERS No. 10-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 17-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 10-13 ETF ADVISORY...

[26955] January 31, 2013 TO: ACCOUNTING/TREASURERS COMMITTEE No. 6-13 BOARD OF GOVERNORS No. 4-13 CLOSED-END INVESTMENT COMPANY MEMBERS No. 13-13 COMPLIANCE MEMBERS No. 7-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 13-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 7-13 ETF ADVISORY...

[26952] January 30, 2013 TO: ACCOUNTING/TREASURERS COMMITTEE No. 5-13 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 5-13 BROKER/DEALER ADVISORY COMMITTEE No. 8-13 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 5-13 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 2-13 OPERATIONS COMMITTEE...

[26937] January 24, 2013 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 14-13 BROKER/DEALER ADVISORY COMMITTEE No. 7-13 COMPLIANCE MEMBERS No. 6-13 INVESTMENT ADVISER MEMBERS No. 9-13 SMALL FUNDS MEMBERS No. 9-13 RE: SEC ANNOUNCES DATES FOR ITS NEW “MISSING SECURITYHOLDER” RULES...

[26935] January 23, 2013 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 13-13 RE: PRELIMINARY AGENDA FOR TAAC MEETING - FEBRUARY 6-7, 2013   The preliminary agenda and shop talk discussion topics for the next meeting of the Transfer Agent Advisory Committee (“TAAC”) are attached for your...