Transfer Agent Advisory Content

[26932] January 18, 2013 TO: TAX MEMBERS No. 7-13 INTERNATIONAL MEMBERS No. 8-13 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 3-13 TRANSFER AGENT ADVISORY COMMITTEE No. 12-13 BROKER/DEALER ADVISORY COMMITTEE No. 6-13 ICI GLOBAL MEMBERS RE: FINAL FATCA REGULATIONS HIGHLIGHTS The...

[26906] January 17, 2013 TO: TAX MEMBERS No. 6-13 INTERNATIONAL MEMBERS No. 7-13 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 2-13 TRANSFER AGENT ADVISORY COMMITTEE No. 11-13 BROKER/DEALER ADVISORY COMMITTEE No. 5-13 ICI GLOBAL MEMBERS RE: FINAL FATCA REGULATIONS RELEASED The...

[26883] January 15, 2013 TO: ACCOUNTING/TREASURERS COMMITTEE No. 4-13 BOARD OF GOVERNORS No. 3-13 CLOSED-END INVESTMENT COMPANY MEMBERS No. 8-13 COMPLIANCE MEMBERS No. 4-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 9-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 3-13 ETF ADVISORY...

[26874] January 14, 2013 TO: OPERATIONS COMMITTEE No. 6-13 TRANSFER AGENT ADVISORY COMMITTEE No. 9-13 BROKER/DEALER ADVISORY COMMITTEE No. 4-13 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 4-13 RE: ICI LETTER ON CFTC’S PROPOSAL TO ENHANCE PROTECTIONS AFFORDED CUSTOMERS AND...

[26863] January 11, 2013 TO: ACCOUNTING/TREASURERS COMMITTEE No. 3-13 BOARD OF GOVERNORS No. 2-13 CLOSED-END INVESTMENT COMPANY MEMBERS No. 4-13 COMPLIANCE MEMBERS No. 3-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 5-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 2-13 ETF ADVISORY...

[26862] January 11, 2013 TO: ACCOUNTING/TREASURERS COMMITTEE No. 2-13 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 3-13 BROKER/DEALER ADVISORY COMMITTEE No. 3-13 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 2-13 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 1-13 OPERATIONS COMMITTEE...

[26848] January 8, 2013 TO: BDAC COST BASIS REPORTING TASK FORCE No. 1-13 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 2-13 BROKER/DEALER ADVISORY COMMITTEE No. 2-13 OPERATIONS COMMITTEE No. 3-13 SMALL FUNDS COMMITTEE No. 1-13 TAAC COST BASIS REPORTING TASK FORCE No. 1-13 TAX...

[26838] January 7, 2013 TO: PENSION MEMBERS No. 6-13 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 1-13 BROKER/DEALER ADVISORY COMMITTEE No. 1-13 OPERATIONS COMMITTEE No. 2-13 TRANSFER AGENT ADVISORY COMMITTEE No. 5-13 RE: DEPARTMENT OF LABOR ISSUES UPDATED REGULATORY AGENDA   The...

[26834] January 4, 2013 TO: 529 PLAN MEMBERS No. 1-13 ACCOUNTING/TREASURERS MEMBERS No. 2-13 INTERNATIONAL MEMBERS No. 4-13 TAX MEMBERS No. 3-13 TRANSFER AGENT ADVISORY COMMITTEE No. 3-13 PENSION MEMBERS No. 3-13 RE: GUIDANCE RELEASED ON TIPS AND BOND PREMIUM CARRYFORWARD   The...

[26836] January 4, 2013 TO:< PENSION MEMBERS No. 4-13 TAX MEMBERS No. 5-13 OPERATIONS MEMBERS No. 2-13 TRANSFER AGENT ADVISORY COMMITTEE No. 4-13 PRIVACY ISSUES WORKING GROUP No. 1-13 RE: IRS ISSUES PROPOSED REGULATIONS ON TIN-MASKING   The Treasury Department and IRS have released...