Transfer Agent Advisory Content

[26612] October 25, 2012 TO: BDAC COST BASIS REPORTING TASK FORCE No. 13-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 48-12 BROKER/DEALER ADVISORY COMMITTEE No. 54-12 OPERATIONS COMMITTEE No. 39-12 SMALL FUNDS COMMITTEE No. 24-12 TAX COMMITTEE No. 45-12 TRANSFER AGENT ADVISORY...

[26609] October 24, 2012 TO: TAX MEMBERS No. 38-12 INTERNATIONAL MEMBERS No. 47-12 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 20-12 OPERATIONS MEMBERS No. 5-12 TRANSFER AGENT ADVISORY COMMITTEE No. 64-12 BROKER/DEALER ADVISORY COMMITTEE No. 53-12 BANK, TRUST AND RETIREMENT...

[26602] October 23, 2012 TO: TAX MEMBERS No. 36-12 INTERNATIONAL MEMBERS No. 45-12 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 19-12 OPERATIONS MEMBERS No. 4-12 TRANSFER AGENT ADVISORY COMMITTEE No. 63-12 BROKER/DEALER ADVISORY COMMITTEE No. 52-12 BANK, TRUST AND RETIREMENT...

  [26590] October 18, 2012 TO: OPERATIONS COMMITTEE No. 38-12 BROKER/DEALER ADVISORY COMMITTEE No. 51-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 45-12 TRANSFER AGENT ADVISORY COMMITTEE No. 62-12 RE: CFTC FILES SUPPLEMENTAL BRIEF IN LAWSUIT CHALLENGING AMENDMENTS TO RULE 4.5...

  [26571] October 10, 2012 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 61-12 RE: MARK YOUR CALENDAR - 2013 TAAC MEETING SCHEDULE   Please mark your calendar for the following Transfer Agent Advisory Committee meetings scheduled in 2013: February 6-7 April 30-May 1 July 17-18 November 6...

[26571] October 10, 2012 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 61-12 RE: MARK YOUR CALENDAR - 2013 TAAC MEETING SCHEDULE Please mark your calendar for the following Transfer Agent Advisory Committee meetings scheduled in 2013: February 6-7 ICI - Washington, D.C. April 30-May1...

  [26563] October 9, 2012 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 59-12 RE: OCTOBER 2012 - REGULATORY ACTIONS MATRIX QUARTERLY UPDATE   The updated Regulatory Actions Matrix (“RAM”) is attached for your information. The RAM provides high level information on regulatory actions...

  [26567] October 9, 2012 TO: OPERATIONS COMMITTEE No. 36-12 BROKER/DEALER ADVISORY COMMITTEE No. 50-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 44-12 TRANSFER AGENT ADVISORY COMMITTEE No. 60-12 RE: ORAL ARGUMENT IN LAWSUIT CHALLENGING AMENDMENTS TO RULE 4.5   On October 5...

  [26560] October 8, 2012 TO: BROKER/DEALER ADVISORY COMMITTEE No. 49-12 PENSION COMMITTEE No. 30-12 TRANSFER AGENT ADVISORY COMMITTEE No. 58-12 RE: NEW FLORIDA LAW PROHIBITS PAYING ACCOUNT PROCEEDS TO AN EX-SPOUSE WHO IS A BENEFICIARY OF A DECEDENT   Effective July 1, 2012, Florida...

[26543] October 3, 2012 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 57-12 RE: PRELIMINARY AGENDA FOR TAAC MEETING - OCTOBER 17-18, 2012   The preliminary agenda and shop talk discussion topics for the next meeting of the Transfer Agent Advisory Committee (“TAAC”) are attached for your...