Transfer Agent Advisory Content

[26511] September 19, 2012 TO: PENSION MEMBERS No. 31-12 OPERATIONS COMMITTEE No. 34-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 41-12 BROKER/DEALER ADVISORY COMMITTEE No. 46-12 TRANSFER AGENT ADVISORY COMMITTEE No. 56-12 RE: DOL ACTIVATES 408(b)(2) NON-COMPLIANT PROVIDER...

[26503] September 17, 2012 TO: TAX COMMITTEE No. 42-12 ICI GLOBAL TAX COMMITTEE No. 12-12 INTERNATIONAL COMMITTEE No. 35-12 OPERATIONS COMMITTEE No. 32-12 BROKER/DEALER ADVISORY COMMITTEE No. 45-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 40-12 TRANSFER AGENT ADVISORY...

[26508] September 17, 2012 TO: TAX MEMBERS No. 33-12 INTERNATIONAL MEMBERS No. 36-12 OPERATIONS COMMITTEE No. 33-12 TRANSFER AGENT ADVISORY COMMITTEE No. 55-12 TAAC FATCA TASK FORCE No. 6-12 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 18-12 ICI GLOBAL TAX COMMITTEE RE: U.S. AND U...

[26418] August 29, 2012 TO: TAX COMMITTEE No. 41-12 TRANSFER AGENT ADVISORY COMMITTEE No. 53-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 39-12 BROKER/DEALER ADVISORY COMMITTEE No. 43-12 OPERATIONS COMMITTEE No. 31-12 ACCOUNTING/TREASURERS COMMITTEE No. 11-12 CLOSED-END...

  [26403] August 21, 2012 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 52-12 RE: TRANSFER AGENT ADVISORY COMMITTEE MEETING NOTICE - OCTOBER 17-18, 2012   The next meeting of the Transfer Agent Advisory Committee will be held on Wednesday, October 17 from 3:00 p.m. to 5:30 p.m. ET and...

  [26402] August 21, 2012 TO: BDAC COST BASIS REPORTING TASK FORCE No. 12-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 38-12 BROKER/DEALER ADVISORY COMMITTEE No. 41-12 OPERATIONS COMMITTEE No. 30-12 SMALL FUNDS COMMITTEE No. 22-12 TAAC COST BASIS REPORTING TASK FORCE No. 9-12...

[26397] August 14, 2012 TO: TAX MEMBERS No. 31-12 INTERNATIONAL MEMBERS No. 33-12 OPERATIONS COMMITTEE No. 28-12 TRANSFER AGENT ADVISORY COMMITTEE No. 49-12 TAAC FATCA TASK FORCE No. 3-12 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 16-12 RE: IRS RELEASES DRAFT INVESTOR...

  [26399] August 14, 2012 TO: TAX COMMITTEE No. 38-12 ICI GLOBAL TAX COMMITTEE No. 10-12 INTERNATIONAL COMMITTEE No. 31-12 OPERATIONS COMMITTEE No. 29-12 BROKER/DEALER ADVISORY COMMITTEE No. 40-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 37-12 TRANSFER AGENT ADVISORY...

[26380] August 8, 2012 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 36-12 BROKER/DEALER ADVISORY COMMITTEE No. 39-12 SEC RULES MEMBERS No. 73-12 SMALL FUNDS MEMBERS No. 28-12 TRANSFER AGENT ADVISORY COMMITTEE No. 48-12 VARIABLE INSURANCE PRODUCTS ADVISORY COMMITTEE No. 11-12...

[26378] August 8, 2012 TO: PENSION MEMBERS No. 28-12 OPERATIONS COMMITTEE No. 23-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 35-12 BROKER/DEALER ADVISORY COMMITTEE No. 38-12 TRANSFER AGENT ADVISORY COMMITTEE No. 47-12 RE: DOL ISSUES DIRECT FINAL RULE REVISING 408(b)(2) NON...