Transfer Agent Advisory Content

[27285] June 7, 2013 TO: PENSION COMMITTEE No. 12-13 PENSION OPERATIONS ADVISORY COMMITTEE No. 12-13 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 14-13 BROKER/DEALER ADVISORY COMMITTEE No. 27-13 OPERATIONS COMMITTEE No. 24-13 TRANSFER AGENT ADVISORY COMMITTEE No. 42-13 RE...

[27278] June 6, 2013 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 40-13 OPERATIONS COMMITTEE No. 21-13 RE: IRS EXTENDS CERTAIN DEADLINES FOR TAXPAYERS AFFECTED BY ILLINOIS STORMS   The Internal Revenue Service (IRS) has extended certain deadlines (including the deadline for filing Form...

[27279] June 6, 2013 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 41-13 OPERATIONS COMMITTEE No. 22-13 RE: IRS EXTENDS CERTAIN DEADLINES FOR TAXPAYERS AFFECTED BY OKLAHOMA TORNADOES   The Internal Revenue Service (IRS) has extended certain deadlines (including the deadline for filing...

[27271] June 5, 2013 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 39-13 RE: TRANSFER AGENT ADVISORY COMMITTEE MEETING NOTICE - JULY 17-18, 2013   The next meeting of the Transfer Agent Advisory Committee will be held on Wednesday, July 17 from 2:30 p.m. to 5:30 p.m. ET and Thursday, July...

[27241] May 16, 2013 TO: TAX COMMITTEE No. 14-13 INTERNATIONAL COMMITTEE No. 16-13 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 11-13 TRANSFER AGENT ADVISORY COMMITTEE No. 38-13 BROKER/DEALER ADVISORY COMMITTEE No. 24-13 ICI GLOBAL TAX COMMITTEE No. 10-13 TAAC FATCA TASK FORCE No...

[27236] May 10, 2013 TO: COMPLIANCE MEMBERS No. 25-13 SEC RULES MEMBERS No. 45-13 SMALL FUNDS MEMBERS No. 34-13 OPERATIONS MEMBERS No. 12-13 BROKER/DEALER ADVISORY COMMITTEE No. 23-13 TRANSFER AGENT ADVISORY COMMITTEE No. 37-13 UNIT INVESTMENT TRUST MEMBERS No. 13-13 RE: FINRA RULE...

[27229] May 9, 2013 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 12-13 BROKER/DEALER ADVISORY COMMITTEE No. 22-13 OPERATIONS COMMITTEE No. 20-13 TRANSFER AGENT ADVISORY COMMITTEE No. 35-13 RE: ICI RECOMMENDATIONS FOR 2013-2014 TREASURY/IRS GUIDANCE PRIORITY LIST--RETIREMENT...

[27231] May 9, 2013 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 36-13 RE: GAO REPORT ON THE DEATH MASTER FILE OF THE SOCIAL SECURITY ADMINISTRATION   The U.S. Government Accountability Office (“GAO”) is conducting an ongoing review on the Death Master File (“DMF”) of the Social Security...

[27222] May 7, 2013 TO: ACCOUNTING/TREASURERS COMMITTEE No. 14-13 BOARD OF GOVERNORS No. 8-13 CLOSED-END INVESTMENT COMPANY MEMBERS No. 39-13 COMPLIANCE MEMBERS No. 24-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 34-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 22-13 ETF ADVISORY...

[27212] May 1, 2013 TO: 529 PLAN MEMBERS No. 2-13 ACCOUNTING/TREASURERS MEMBERS No. 16-13 ADVISER DISTRIBUTOR TAX ISSUES TASK FORCE No. 4-13 BDAC COST BASIS REPORTING TASK FORCE No. 3-13 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 10-13 BROKER/DEALER ADVISORY COMMITTEE No. 21-13...