Transfer Agent Advisory Content

[27572] September 18, 2013 TO: PENSION MEMBERS No. 45-13 OPERATIONS COMMITTEE No. 47-13 TRANSFER AGENT ADVISORY COMMITTEE No. 71-13 RE: IRS EXTENDS CERTAIN DEADLINES FOR TAXPAYERS AFFECTED BY COLORADO SEVERE STORMS   The Internal Revenue Service (IRS) has extended certain deadlines...

[27565] September 16, 2013 TO: PENSION MEMBERS No. 44-13 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 32-13 BROKER/DEALER ADVISORY COMMITTEE No. 44-13 OPERATIONS COMMITTEE No. 46-13 TRANSFER AGENT ADVISORY COMMITTEE No. 70-13 RE: DOL OPINES ON USE OF SUMMARY PROSPECTUS TO SATISFY...

[27558] September 12, 2013 TO: ACCOUNTING/TREASURERS MEMBERS No. 26-13 INVESTMENT COMPANY DIRECTORS No. 17-13 OPERATIONS MEMBERS No. 18-13 SEC RULES MEMBERS No. 85-13 SMALL FUNDS MEMBERS No. 52-13 TAX MEMBERS No. 29-13 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 31-13 BROKER...

[27556] September 11, 2013 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 30-13 BROKER/DEALER ADVISORY COMMITTEE No. 42-13 OPERATIONS COMMITTEE No. 45-13 TRANSFER AGENT ADVISORY COMMITTEE No. 68-13 RE: SEC, FINRA, AND CFTC ISSUE STAFF ADVISORY AND BEST PRACTICES RELATING TO...

[27539] September 4, 2013 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 29-13 BROKER/DEALER ADVISORY COMMITTEE No. 41-13 OPERATIONS COMMITTEE No. 44-13 SECURITIES OPERATIONS ADVISORY GROUP TRANSFER AGENT ADVISORY COMMITTEE No. 67-13 RE: SEC PUBLISHES RISK ALERT ON INVESTMENT...

[27533] September 3, 2013 TO: PENSION MEMBERS No. 41-13 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 28-13 OPERATIONS COMMITTEE No. 43-13 TRANSFER AGENT ADVISORY COMMITTEE No. 66-13 TAX COMMITTEE No. 26-13 RE: TREASURY AND IRS ISSUE REVENUE RULING RECOGNIZING SAME-SEX MARRIAGES...

[27532] August 30, 2013 TO: ACCOUNTING/TREASURERS COMMITTEE No. 25-13 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 27-13 BROKER/DEALER ADVISORY COMMITTEE No. 40-13 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 18-13 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 21-13 OPERATIONS...

[27523] August 28, 2013 TO: ACCOUNTING/TREASURERS COMMITTEE No. 24-13 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 26-13 BROKER/DEALER ADVISORY COMMITTEE No. 38-13 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 20-13 OPERATIONS COMMITTEE No. 41-13 TAX COMMITTEE No. 25-13 TRANSFER...

[27495] August 27, 2013 TO: PENSION MEMBERS No. 40-13 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 24-13 OPERATIONS COMMITTEE No. 40-13 TRANSFER AGENT ADVISORY COMMITTEE No. 63-13 RE: TWO FEDERAL COURTS RECOGNIZE SAME-SEX SPOUSAL RIGHTS IN STATES NOT PERMITTING SAME-SEX MARRIAGE...

[27481] August 21, 2013 TO: PENSION MEMBERS No. 39-13 OPERATIONS COMMITTEE No. 38-13 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 23-13 TRANSFER AGENT ADVISORY COMMITTEE No. 62-13 RE: ICI COMMENT LETTER ON PBGC RFI REGARDING MISSING PARTICIPANTS IN INDIVIDUAL ACCOUNT PLANS   The...