Transfer Agent Advisory Content

[27813] December 30, 2013 TO: TAX MEMBERS No. 37-13 INTERNATIONAL MEMBERS No. 57-13 ICI GLOBAL TAX COMMITTEE No. 23-13 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 16-13 TRANSFER AGENT ADVISORY COMMITTEE No. 91-13 BROKER/DEALER ADVISORY COMMITTEE No. 60-13 TAAC FATCA TASK FORCE No...

[27801] December 20, 2013 TO: TAX MEMBERS No. 36-13 INTERNATIONAL MEMBERS No. 55-13 ICI GLOBAL TAX COMMITTEE No. 22-13 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 15-13 TRANSFER AGENT ADVISORY COMMITTEE No. 90-13 BROKER/DEALER ADVISORY COMMITTEE No. 58-13 TAAC FATCA TASK FORCE No...

[27799] December 20, 2013 TO: BROKER/DEALER ADVISORY COMMITTEE No. 57-13 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 46-13 OPERATIONS COMMITTEE No. 60-13 TRANSFER AGENT ADVISORY COMMITTEE No. 89-13 SMALL FUNDS COMMITTEE No. 25-13 RE: INSTITUTE PUBLISHES QUARTERLY RETIREMENT...

[27795] December 18, 2013 TO: PENSION MEMBERS No. 62-13 OPERATIONS COMMITTEE No. 59-13 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 45-13 BROKER/DEALER ADVISORY COMMITTEE No. 56-13 TRANSFER AGENT ADVISORY COMMITTEE No. 88-13 RE: INSTITUTE LETTER TO DOL ON TIMING OF ANNUAL...

[27788] December 17, 2013 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 87-13 RE: REGISTRATION NOW OPEN: FEBRUARY 5-6, 2014 TRANSFER AGENT ADVISORY COMMITTEE MEETING   The next meeting of the Transfer Agent Advisory Committee will be held on Wednesday, February 5 from 1:00 p.m. to 5:00 p...

[27752] December 11, 2013 TO: PENSION MEMBERS No. 57-13 OPERATIONS COMMITTEE No. 56-13 TRANSFER AGENT ADVISORY COMMITTEE No. 85-13 RE: IRS EXTENDS CERTAIN DEADLINES FOR TAXPAYERS AFFECTED BY ILLINOIS SEVERE STORMS   The Internal Revenue Service (IRS) has extended certain deadlines...

[27755] December 11, 2013 TO: PENSION MEMBERS No. 58-13 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 43-13 OPERATIONS COMMITTEE No. 58-13 TRANSFER AGENT ADVISORY COMMITTEE No. 86-13 RE: ICI SUBMITS LETTER TO DEPARTMENT OF THE TREASURY REGARDING RETROACTIVE APPLICATION OF U.S. V...

[27744] December 5, 2013 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 42-13 BROKER/DEALER ADVISORY COMMITTEE No. 54-13 OPERATIONS COMMITTEE No. 55-13 SMALL FUNDS COMMITTEE No. 22-13 TRANSFER AGENT ADVISORY COMMITTEE No. 84-13 RE: INSTITUTE PUBLISHES RESULTS FROM THE 2013...

[27739] December 4, 2013 TO: PENSION MEMBERS No. 56-13 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 41-13 OPERATIONS COMMITTEE No. 54-13 TRANSFER AGENT ADVISORY COMMITTEE No. 83-13 RE: DEPARTMENT OF LABOR ISSUES UPDATED REGULATORY AGENDA   The Department of Labor (Department) has...

[27733] November 29, 2013 TO: ACCOUNTING/TREASURERS MEMBERS No. 28-13 TAX MEMBERS No. 34-13 TRANSFER AGENT ADVISORY COMMITTEE No. 82-13 BROKER/DEALER ADVISORY COMMITTEE No. 53-13 COMPLIANCE MEMBERS No. 44-13 SEC RULES MEMBERS No. 108-13 SMALL FUNDS MEMBERS No. 62-13 CLOSED-END...