Transfer Agent Advisory Content

[28127] May 16, 2014 TO: PENSION MEMBERS No. 21-14 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 22-14 OPERATIONS COMMITTEE No. 27-14 TRANSFER AGENT ADVISORY COMMITTEE No. 29-14 RE: IRS ISSUES GUIDANCE REGARDING MID-YEAR AMENDMENTS TO SAFE HARBOR PLANS WITH RESPECT TO U.S.  v...

[28119] May 13, 2014 TO: PENSION MEMBERS No. 20-14 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 21-14 BROKER/DEALER ADVISORY COMMITTEE No. 25-14 OPERATIONS COMMITTEE No. 26-14 TRANSFER AGENT ADVISORY COMMITTEE No. 28-14 RE: INSTITUTE COMMENT LETTER TO DEPARTMENT OF LABOR ON...

[28107] May 9, 2014 TO: PENSION MEMBERS No. 19-14 OPERATIONS COMMITTEE No. 25-14 TRANSFER AGENT ADVISORY COMMITTEE No. 27-14 RE: IRS EXTENDS CERTAIN DEADLINES FOR TAXPAYERS AFFECTED BY SEVERE STORMS, TORNADOES, STRAIGHT-LINE WINDS, AND FLOODING IN ALABAMA AND FLORIDA   The Internal...

[28091] May 5, 2014 TO: PENSION MEMBERS No. 18-14 OPERATIONS COMMITTEE No. 24-14 TRANSFER AGENT ADVISORY COMMITTEE No. 26-14 RE: IRS EXTENDS CERTAIN DEADLINES FOR TAXPAYERS AFFECTED BY SEVERE STORMS, TORNADOES, AND FLOODING IN ARKANSAS   The Internal Revenue Service (IRS) has extended...

[28093] May 5, 2014 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 20-14 BROKER/DEALER ADVISORY COMMITTEE No. 23-14 TRANSFER AGENT ADVISORY COMMITTEE No. 25-14 RE: INSTITUTE PUBLISHED STUDY ANALYZING TRADITIONAL IRA INVESTORS’ ACTIVITY   Earlier this week, the Investment...

[28092] May 5, 2014 TO: PENSION MEMBERS No. 17-14 OPERATIONS COMMITTEE No. 23-14 TRANSFER AGENT ADVISORY COMMITTEE No. 24-14 RE: IRS EXTENDS CERTAIN DEADLINES FOR TAXPAYERS AFFECTED BY SEVERE STORMS, TORNADOES, AND FLOODING IN MISSISSIPPI   The Internal Revenue Service (IRS) has...

[28090] May 5, 2014 TO: BROKER/DEALER ADVISORY COMMITTEE No. 22-14 TAAC FATCA TASK FORCE No. 5-14 TRANSFER AGENT ADVISORY COMMITTEE No. 23-14 OPERATIONS COMMITTEE No. 22-14 RE: IRS PROVIDES FATCA TRANSACTION RELIEF   The IRS has released Notice 2014-33, which provides that calendar...

[28022] April 8, 2014 TO: PENSION MEMBERS No. 15-14 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 17-14 OPERATIONS COMMITTEE No. 20-14 TRANSFER AGENT ADVISORY COMMITTEE No. 22-14 RE: IRS ISSUES GUIDANCE ON THE APPLICATION OF U.S. V. WINDSOR AND REVENUE RULING 2013-17 TO QUALIFIED...

[28018] April 7, 2014 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 16-14 BROKER/DEALER ADVISORY COMMITTEE No. 18-14 OPERATIONS COMMITTEE No. 19-14 TRANSFER AGENT ADVISORY COMMITTEE No. 21-14 RE: ICI RELEASES MUTUAL FUND OPERATIONS PLANNING GUIDE FOR AN UNEXPECTED MARKET CLOSE...

  [28013] April 4, 2014 TO: BROKER/DEALER ADVISORY COMMITTEE No. 17-14 OPERATIONS COMMITTEE No. 18-14 TRANSFER AGENT ADVISORY COMMITTEE No. 20-14 TAAC FATCA TASK FORCE No. 4-14 TAX COMMITTEE No. 10-14 RE: IRS EXTENDS DEADLINE TO REGISTER FOR FATCA AND IDENTIFIES PENDING IGAs  ...