Transfer Agent Advisory Content

[28290] July 31, 2014 TO: ACCOUNTING/TREASURERS COMMITTEE No. 19-14 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 34-14 BROKER/DEALER ADVISORY COMMITTEE No. 39-14 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 17-14 MONEY MARKET WORKING GROUP MUNICIPAL SECURITIES ADVISORY COMMITTEE No...

[28281] July 24, 2014 TO: ACCOUNTING/TREASURERS MEMBERS No. 10-14 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 33-14 BROKER/DEALER ADVISORY COMMITTEE No. 38-14 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 16-14 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 13-14 OPERATIONS MEMBERS No...

[28279] July 21, 2014 TO: ICI GLOBAL STEERING COMMITTEE No. 10-14 ICI GLOBAL MEMBERS No. 27-14 ICI GLOBAL TAX COMMITTEE No. 15-14 TAX MEMBERS No. 20-14 INTERNATIONAL MEMBERS No. 26-14 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 11-14 TRANSFER AGENT ADVISORY COMMITTEE No. 47-14...

[28273] July 16, 2014 TO: PENSION MEMBERS No. 32-14 TAX MEMBERS No. 19-14 OPERATIONS MEMBERS No. 9-14 TRANSFER AGENT ADVISORY COMMITTEE No. 46-14 PRIVACY ISSUES WORKING GROUP No. 1-14 RE: IRS ISSUES PROPOSED REGULATIONS ON TIN-MASKING The Treasury Department and IRS released final...

[28261] July 11, 2014 TO: PENSION MEMBERS No. 31-14 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 32-14 BROKER/DEALER ADVISORY COMMITTEE No. 36-14 TRANSFER AGENT ADVISORY COMMITTEE No. 45-14 OPERATIONS MEMBERS No. 8-14 RE: IRS WITHDRAWS PROPOSED REGULATORY AMENDMENT REGARDING IRA...

[28260] July 11, 2014 TO: PENSION MEMBERS No. 30-14 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 31-14 OPERATIONS MEMBERS No. 7-14 TRANSFER AGENT ADVISORY COMMITTEE No. 44-14 RE: GAO ISSUES REPORT ON USEFULNESS OF FORM 5500 INFORMATION   The Government Accountability Office (GAO)...

[28252] July 9, 2014 TO: PENSION MEMBERS No. 29-14 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 30-14 TRANSFER AGENT ADVISORY COMMITTEE No. 43-14 OPERATIONS COMMITTEE No. 35-14 RE: FINAL REGULATIONS ON RMD EXEMPTION FOR LONGEVITY INSURANCE   The IRS has published final...

[28234] June 30, 2014 TO: TAX MEMBERS No. 18-14 ICI GLOBAL TAX COMMITTEE No. 13-14 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 9-14 TRANSFER AGENT ADVISORY COMMITTEE No. 42-14 BROKER/DEALER ADVISORY COMMITTEE No. 35-14 TAAC FATCA TASK FORCE No. 7-14 RE: FATCA GUIDANCE RELEASED IN...

[28226] June 24, 2014 TO: PENSION MEMBERS No. 27-14 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 29-14 OPERATIONS MEMBERS No. 6-14 TRANSFER AGENT ADVISORY COMMITTEE No. 41-14 RE: SUPREME COURT HOLDS THAT INHERITED IRAs ARE NOT EXCLUDED FROM DEBTOR’S BANKRUPTCY ESTATE   On June 12...

[28216] June 20, 2014 TO: OPERATIONS COMMITTEE No. 34-14 TRANSFER AGENT ADVISORY COMMITTEE No. 40-14 RE: SEC NATIONAL EXAMINATION PROGRAM PUBLISHES RISK ALERT REGARDING ITS CYBERSECURITY INITIATIVE   The National Examination Program (NEP) of the SEC’s Office of Compliance Inspections...