Transfer Agent Advisory Content

[28638] December 30, 2014 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 80-14 BROKER/DEALER ADVISORY COMMITTEE No. 61-14 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 53-14 RE: SEC CHAIR WHITE SPEECH ON ENHANCING RISK MONITORING AND REGULATORY SAFEGUARDS FOR THE ASSET MANAGEMENT...

[28594] December 18, 2014 TO: TAX MEMBERS No. 36-14 PENSION MEMBERS No. 53-14 ACCOUNTING/TREASURERS MEMBERS No. 20-14 529 PLAN MEMBERS No. 21-14 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 50-14 TRANSFER AGENT ADVISORY COMMITTEE No. 78-14 INTERNATIONAL MEMBERS No. 48-14 RE...

[28563] December 9, 2014 TO: TAX MEMBERS No. 33-14 TRANSFER AGENT ADVISORY COMMITTEE No. 77-14 BROKER/DEALER ADVISORY COMMITTEE No. 57-14 TAAC FATCA TASK FORCE No. 11-14 RE: 2014 REPORT ON TAX INFORMATION REPORTING ISSUES RELEASED BY IRPAC   The Information Reporting Program Advisory...

[28551] December 4, 2014 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 76-14 RE: REGISTRATION NOW OPEN: FEBRUARY 4-5, 2015 TRANSFER AGENT ADVISORY COMMITTEE MEETING   The next meeting of the Transfer Agent Advisory Committee will be held on Wednesday, Feb. 4 from 3:00 p.m. to 5:00 p.m. ET...

[28548] December 3, 2014 TO: TAX MEMBERS No. 32-14 ICI GLOBAL TAX COMMITTEE No. 21-14 INTERNATIONAL MEMBERS No. 45-14 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 18-14 TRANSFER AGENT ADVISORY COMMITTEE No. 75-14 BROKER/DEALER ADVISORY COMMITTEE No. 56-14 TAAC FATCA TASK FORCE No...

[28544] December 1, 2014 TO: PENSION MEMBERS No. 48-14 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 49-14 BROKER/DEALER ADVISORY COMMITTEE No. 55-14 OPERATIONS MEMBERS No. 21-14 TRANSFER AGENT ADVISORY COMMITTEE No. 74-14 RE: DEPARTMENT OF LABOR ISSUES UPDATED REGULATORY AGENDA...

[28528] November 20, 2014 TO: PENSION MEMBERS No. 45-14 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 48-14 BROKER/DEALER ADVISORY COMMITTEE No. 54-14 TRANSFER AGENT ADVISORY COMMITTEE No. 73-14 OPERATIONS MEMBERS No. 20-14 RE: IRS ISSUES ADDITIONAL GUIDANCE AND TRANSITION RELIEF...

[28526] November 14, 2014 TO: TAX MEMBERS No. 30-14 ICI GLOBAL TAX COMMITTEE No. 19-14 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 17-14 TRANSFER AGENT ADVISORY COMMITTEE No. 72-14 BROKER/DEALER ADVISORY COMMITTEE No. 53-14 TAAC FATCA TASK FORCE No. 9-14 RE: IRS RELEASES REVISED...

[28504] November 3, 2014 TO: PENSION MEMBERS No. 42-14 OPERATIONS MEMBERS No. 18-14 TRANSFER AGENT ADVISORY COMMITTEE No. 71-14 RE: IRS EXTENDS CERTAIN DEADLINES FOR TAXPAYERS AFFECTED BY CALIFORNIA EARTHQUAKES   The Internal Revenue Service (IRS) has extended certain deadlines...

[28490] October 28, 2014 TO: SEC RULES MEMBERS No. 41-14 OPERATIONS MEMBERS No. 17-14 TRANSFER AGENT ADVISORY COMMITTEE No. 70-14 RE: STATE ABANDONED PROPERTY AUDITS   Over the past few years, the Institute has been working with mutual fund recordkeepers to address concerns with the...