Transfer Agent Advisory Content

[28939] April 29, 2015 TO: PENSION MEMBERS No. 15-15 OPERATIONS MEMBERS No. 15-15 SMALL FUNDS MEMBERS No. 19-15 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 11-15 BROKER/DEALER ADVISORY COMMITTEE No. 16-15 TRANSFER AGENT ADVISORY COMMITTEE No. 18-15 RE: DEPARTMENT OF LABOR RE...

[28926] April 27, 2015 TO: ACCOUNTING/TREASURERS MEMBERS No. 9-15 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 10-15 BROKER/DEALER ADVISORY COMMITTEE No. 15-15 CHIEF RISK OFFICER COMMITTEE No. 10-15 CLOSED-END INVESTMENT COMPANY MEMBERS No. 15-15 COMPLIANCE MEMBERS No. 14-15 END...

[28924] April 27, 2015 TO: ACCOUNTING/TREASURERS MEMBERS No. 8-15 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 9-15 BROKER/DEALER ADVISORY COMMITTEE No. 14-15 CHIEF RISK OFFICER COMMITTEE No. 9-15 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 7-15 COMPLIANCE MEMBERS No. 13-15 END...

[28896] April 15, 2015 TO: PRIMARY CONTACTS - MEMBER COMPLEX No. 2-15 ACCOUNTING/TREASURERS MEMBERS No. 7-15 CHIEF COMPLIANCE OFFICER COMMITTEE No. 3-15 OPERATIONS MEMBERS No. 12-15 SMALL FUNDS MEMBERS No. 15-15 TRANSFER AGENT ADVISORY COMMITTEE No. 15-15 BANK, TRUST AND RETIREMENT...

  [28866] March 27, 2015 TO: BROKER/DEALER ADVISORY COMMITTEE No. 13-15 TRANSFER AGENT ADVISORY COMMITTEE No. 14-15 RE: ICI LETTER TO FSOC ON ASSET MANAGEMENT PRODUCTS AND ACTIVITIES; TESTIMONY TO CONGRESS ON FSOC ACCOUNTABILITY, TRANSPARENCY As we previously informed you, the...

[28839] March 17, 2015 TO: PENSION MEMBERS No. 10-15 OPERATIONS MEMBERS No. 10-15 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 8-15 BROKER/DEALER ADVISORY COMMITTEE No. 12-15 TRANSFER AGENT ADVISORY COMMITTEE No. 13-15 RE: IRS PROVIDES TRANSITION RELIEF AND NOTIFICATION OF...

[28814] March 11, 2015 TO: ACCOUNTING/TREASURERS MEMBERS No. 5-15 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 7-15 BROKER/DEALER ADVISORY COMMITTEE No. 10-15 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 10-15 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 7-15 OPERATIONS MEMBERS No. 9...

[28801] March 9, 2015 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 11-15 RE: REGISTRATION NOW OPEN: MAY 5-6, 2015 TRANSFER AGENT ADVISORY COMMITTEE MEETING   The next meeting of the Transfer Agent Advisory Committee will be held on Tuesday, May 5 from 1:00 p.m. to 5:00 p.m. ET and on...

[28793] March 4, 2015 TO: SECURITIES OPERATIONS ADVISORY COMMITTEE ACCOUNTING/TREASURERS COMMITTEE No. 5-15 EQUITY MARKETS ADVISORY COMMITTEE No. 3-15 OPERATIONS COMMITTEE No. 7-15 BROKER/DEALER ADVISORY COMMITTEE No. 9-15 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 6-15...