Transfer Agent Advisory Content

[27694] November 12, 2013 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 39-13 BROKER/DEALER ADVISORY COMMITTEE No. 51-13 OPERATIONS COMMITTEE No. 52-13 TRANSFER AGENT ADVISORY COMMITTEE No. 80-13 RE: STATUS OF ICI COMMITTEE WORK ON BUSINESS CONTINUITY AND UNSCHEDULED MARKET...

[27695] November 12, 2013 TO: BROKER/DEALER ADVISORY COMMITTEE No. 52-13 CLOSED-END INVESTMENT COMPANY MEMBERS No. 91-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 78-13 INVESTMENT ADVISER MEMBERS No. 72-13 OPERATIONS COMMITTEE No. 53-13 SEC RULES MEMBERS No. 102-13 TRANSFER AGENT...

[27684] November 7, 2013 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 38-13 BROKER/DEALER ADVISORY COMMITTEE No. 50-13 OPERATIONS COMMITTEE No. 51-13 TRANSFER AGENT ADVISORY COMMITTEE No. 78-13 RE: INSTITUTE PUBLISHED TWO STUDIES FOCUSED ON RETIREMENT SAVERS IN THE WAKE OF...

[27685] November 7, 2013 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 79-13 RE: IRS ANNOUNCES PENSION PLAN LIMITATIONS FOR 2014   The Internal Revenue Service has released cost of living and other adjustments applicable to dollar limitations for pension plans.  Effective for tax year...

[27678] November 4, 2013 TO: ACCOUNTING/TREASURERS COMMITTEE No. 29-13 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 37-13 BOARD OF GOVERNORS No. 14-13 BROKER/DEALER ADVISORY COMMITTEE No. 49-13 CLOSED-END INVESTMENT COMPANY MEMBERS No. 89-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE...

[27661] October 30, 2013 TO: TAX MEMBERS No. 31-13 INTERNATIONAL MEMBERS No. 52-13 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 14-13 TRANSFER AGENT ADVISORY COMMITTEE No. 76-13 BROKER/DEALER ADVISORY COMMITTEE No. 48-13 ICI GLOBAL TAX COMMITTEE No. 21-13 TAAC FATCA TASK FORCE No...

[27626] October 4, 2013 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 75-13 RE: REGISTRATION NOW OPEN: NOVEMBER 6-7, 2013 TRANSFER AGENT ADVISORY COMMITTEE MEETING   The next meeting of the Transfer Agent Advisory Committee will be held on Wednesday, November 6 from 2:30 p.m. to 5:30 p.m...

[27619] October 2, 2013 TO: PENSION MEMBERS No. 48-13 OPERATIONS COMMITTEE No. 50-13 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 35-13 TRANSFER AGENT ADVISORY COMMITTEE No. 74-13 RE: ICI COMMENT LETTER ON ANNUAL REPORT/RETURN OF EMPLOYEE BENEFIT PLAN (FORM 5500)   The Institute...

[27598] September 26, 2013 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 73-13 RE: MARK YOUR CALENDAR - 2014 TAAC MEETING SCHEDULE   Please mark your calendar for the following Transfer Agent Advisory Committee meetings scheduled in 2014: February 5-6 ICI – Washington, D.C. April 30- May...

[27582] September 23, 2013 TO: PENSION MEMBERS No. 46-13 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 34-13 OPERATIONS COMMITTEE No. 49-13 TRANSFER AGENT ADVISORY COMMITTEE No. 72-13 RE: DOL ISSUES GUIDANCE TO EMPLOYEE BENEFIT PLANS IN RESPONSE TO U.S. V. WINDSOR AND ADOPTS...