Transfer Agent Advisory Content

[27469] August 15, 2013 TO: ACCOUNTING/TREASURERS COMMITTEE No. 23-13 BOARD OF GOVERNORS No. 12-13 CLOSED-END INVESTMENT COMPANY MEMBERS No. 69-13 COMPLIANCE MEMBERS No. 32-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 60-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 32-13 ETF ADVISORY...

[27467] August 15, 2013 TO: 529 PLAN MEMBERS No. 7-13 ACCOUNTING/TREASURERS MEMBERS No. 22-13 INTERNATIONAL MEMBERS No. 35-13 PENSION MEMBERS No. 37-13 TAX MEMBERS No. 27-13 TRANSFER AGENT ADVISORY COMMITTEE No. 60-13 RE: IRS AND TREASURY RELEASE 2013-2014 PRIORITY GUIDANCE PLAN The...

  [27462] August 15, 2013 TO: OPERATIONS COMMITTEE No. 37-13 TRANSFER AGENT ADVISORY COMMITTEE No. 59-13 RE: SEC ANNOUNCES REGIONAL COMPLIANCE SEMINARS FOR INVESTMENT ADVISER AND INVESTMENT COMPANY SENIOR OFFICERS   The SEC has announced its plans to hold Compliance Outreach Program...

[27456] August 14, 2013 TO: TAX COMMITTEE No. 22-13 OPERATIONS COMMITTEE No. 36-13 TRANSFER AGENT ADVISORY COMMITTEE No. 58-13 RE: DRAFT LETTER REGARDING DE MINIMIS WASH SALE RULE FOR MONEY MARKET FUNDS - COMMENTS REQUESTED   Attached for your review is a draft letter to the Treasury...

ACTION REQUESTED [27458] August 13, 2013 TO: PENSION COMMITTEE No. 21-13 PENSION OPERATIONS ADVISORY COMMITTEE No. 20-13 OPERATIONS COMMITTEE No. 35-13 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE TRANSFER AGENT ADVISORY COMMITTEE No. 57-13 RE: ICI DRAFT COMMENT LETTER ON PBGC RFI...

[27398] July 23, 2013 TO: PENSION MEMBERS No. 33-13 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 22-13 BROKER/DEALER ADVISORY COMMITTEE No. 35-13 TRANSFER AGENT ADVISORY COMMITTEE No. 56-13 OPERATIONS COMMITTEE No. 34-13 RE: DOL PROVIDES ANNUAL DEADLINE RELIEF FOR PARTICIPANT FEE...

[27382] July 17, 2013 TO: PENSION MEMBERS No. 32-13 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 21-13 OPERATIONS COMMITTEE No. 33-13 TRANSFER AGENT ADVISORY COMMITTEE No. 55-13 RE: DEPARTMENT OF LABOR ISSUES UPDATED REGULATORY AGENDA   The Department of Labor (Department) has...

[27377] July 16, 2013 TO: PENSION MEMBERS No. 31-13 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 20-13 OPERATIONS COMMITTEE No. 32-13 TRANSFER AGENT ADVISORY COMMITTEE No. 54-13 RE: SUPREME COURT HOLDING IN U.S. v. WINDSOR WILL IMPACT RETIREMENT PLAN ADMINISTRATION   In United...

27374] July 15, 2013 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 19-13 OPERATIONS COMMITTEE No. 31-13 RE: TREASURY ANNOUNCES SIX-MONTH FATCA IMPLEMENTATION DELAY   The Treasury Department and Internal Revenue Service today announced a six-month extension of the FATCA...

[27372] July 12, 2013 TO: TAX MEMBERS No. 24-13 INTERNATIONAL MEMBERS No. 30-13 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 12-13 TRANSFER AGENT ADVISORY COMMITTEE No. 53-13 BROKER/DEALER ADVISORY COMMITTEE No. 34-13 ICI GLOBAL MEMBERS TAAC FATCA TASK FORCE No. 5-13 RE: TREASURY...