Transfer Agent Advisory Content

- 1 - June 22, 1989 TO: TAX COMMITTEE NO. 10-89 UNIT INVESTMENT TRUST COMMITTEE NO. 27-89 CLOSED-END FUND COMMITTEE NO. 20-89 OPERATIONS COMMITTEE NO. 11-89 TRANSFER AGENT SHAREHOLDER ADVISORY COMMITTEE NO. 13-89 RE: INSTITUTE COMMENTS ON RECENT AMENDMENTS TO BACKUP WITHHOLDING AND...

June 16, 1989 TO: OPERATIONS COMMITTEE NO. 10-89 SEC RULES COMMITTEE NO. 28-89 BROKER/DEALER ADVISORY COMMITTEE NO. 27-89 TRANSFER AGENT SHAREHOLDER ACCOUNTING ADV. COMMITTEE NO. 12-89 RE: SEC APPROVES NASD PROPOSAL OF NEW REGISTRATION CATEGORY -- ADOPTING RELEASE CLARIFIES THAT...

June 14, 1989 TO: TRANSFER AGENT SHAREHOLDER ACCOUNTING ADVISORY COMMITTEE NO. 11- 89 RE: NOTICE OF MEETING POSTPONEMENT __________________________________________________________ This is to notify you that the Transfer Agent Shareholder Accounting Advisory Committee meeting which was...

- 1 - April 21, 1989 TO: TAX COMMITTEE NO. 5-89 OPERATIONS COMMITTEE NO. 7-89 TRANSFER AGENT SHAREHOLDER ADVISORY COMMITTEE NO. 10-89 CLOSED-END FUND COMMITTEE NO. 11-89 UNIT INVESTMENT TRUST COMMITTEE NO. 19-89 RE: INSTITUTE STATEMENT ON INFORMATION REPORTING PENALTIES ______________...

- 1 - April 18, 1989 TO: TAX MEMBERS NO. 14-89 UNIT INVESTMENT TRUST MEMBERS NO. 22-89 CLOSED-END FUND MEMBERS NO. 18-89 OPERATIONS MEMBERS NO. 15-89 TRANSFER AGENT SHAREHOLDER ADVISORY COMMITTEE NO. 9-89 RE: AMENDMENTS TO BACKUP WITHHOLDING REGULATIONS _______________________________...

April 17, 1989 TO: TRANSFER AGENT SHAREHOLDER ACCOUNTING ADVISORY COMMITTEE NO. 8-89 RE: AGENDA FOR APRIL 24 MEETING __________________________________________________________ Attached is the agenda for the April 24, 1989 Transfer Agent Shareholder Accounting Advisory Committee...

April 13, 1989 TO: TRANSFER AGENT SHAREHOLDER ACCOUNTING ADVISORY COMMITTEE NO. 7-89 RE: NOTICE OF MEETING - APRIL 24, 1989 __________________________________________________________ This is to advise you that there will be a meeting of the Transfer Agent Shareholder Accounting...

March 20, 1989 TO: OPERATIONS MEMBERS NO. 12-89 PENSION MEMBERS NO. 19-89 TAX MEMBERS NO. 11-89 TRANSFER AGENT SHAREHOLDER ADVISORY COMMITTEE NO. 6-89 RE: 1989 INSTRUCTIONS FOR IRS FORMS 1099, 1098, 5498, 1096, AND W-2G __________________________________________________________...

February 24, 1989 TO: TAX MEMBERS NO. 8-89 TRANSFER AGENT SHAREHOLDER ADVISORY COMMITTEE NO. 5-89 RE: IRS ANNOUNCEMENT ON REPORTING FOREIGN PERSONS' U.S. SOURCE INCOME __________________________________________________________ The IRS has announced, in the attached release, that...

- 1 - January 9, 1989 TO: TAX MEMBERS NO. 4-89 OPERATIONS MEMBERS NO. 6-89 UNIT INVESTMENT TRUST MEMBERS NO. 4-89 CLOSED-END FUND MEMBERS NO. 5-89 TRANSFER AGENT SHAREHOLDER ADVISORY COMMITTEE NO. 4-89 ACCOUNTING/TREASURERS COMMITTEE NO. 5-89 RE: IRS REVENUE PROCEDURE FOR PRODUCING...