Transfer Agent Advisory Content

[9357] October 21, 1997 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 59-97 RE: MEETING - OCTOBER 30 ______________________________________________________________________________ The next meeting of the Transfer Agent Advisory Committee will take place on Thursday, October 30, 1997. The...

1 Letter from Dennis P. Wood, Chief, Compliance Programs Division, Office of Foreign Assets Control, to Paul Stevens, General Counsel, Investment Company Institute, dated October 8, 1997. [9346] October 17, 1997 TO: OPERATIONS COMMITTEE No. 36-97 PRIMARY CONTACTS - MEMBER COMPLEX No...

1 See Institute Memorandum to Tax Members No. 27-97, Accounting/Treasurers Members No. 31-97, Operations Members No. 13-97, International Members No. 12-97, Closed-End Investment Company Members No. 23-97, Unit Investment Trust Members No. 28-97 and Transfer Agent Advisory Committee...

1 The attachment also contains a description of the proposed changes that was prepared by the Joint Committee on Taxation. 2 See Institute Memorandum to Tax Members No. 27-97, Accounting/Treasurers Members No. 31-97, Operations Members No. 13-97, International Members No. 12-97...

[9325] October 9, 1997 TO: PRIMARY CONTACTS - MEMBER COMPLEX No. 68-97 ACCOUNTING/TREASURERS MEMBERS No. 39-97 OPERATIONS MEMBERS No. 21-97 SMALL FUNDS MEMBERS No. 14-97 TRANSFER AGENT ADVISORY COMMITTEE No. 55-97 RE: 1997 ICI/C&L MUTUAL FUND TRANSFER AGENT TRENDS & BILLING PRACTICES...

1 Any undistributed capital gain reported to shareholders on IRS Form 2439 will be reported on line 11 of Schedule D. [9318] October 8, 1997 TO: TAX COMMITTEE No. 35-97 ACCOUNTING/TREASURERS COMMITTEE No. 39-97 OPERATIONS COMMITTEE No. 35-97 TRANSFER AGENT ADVISORY COMMITTEE No. 54-97...

[9317] October 8, 1997 TO: OPERATIONS MEMBERS No. 20-97 TRANSFER AGENT ADVISORY COMMITTEE No. 53-97 SEC RULES MEMBERS No. 76-97 INVESTMENT ADVISER MEMBERS No. 43-97 COMPLIANCE ADVISORY COMMITTEE No. 29-97 RE: SEC ADOPTS RULES REQUIRING TRANSFER AGENTS TO SEARCH FOR LOST SHAREHOLDERS _...

[9298] October 3, 1997 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 52-97 RE: MEETING - OCTOBER 30, 1997 ______________________________________________________________________________ The next meeting of the Transfer Agent Advisory Committee will take place on Thursday, October 30, 1997...

[9297] October 3, 1997 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 51-97 RE: MEETING - OCTOBER 30, 1997 ______________________________________________________________________________

[9271] September 25, 1997 TO: BANK AND TRUST ADVISORY COMMITTEE No. 10-97 BROKER/DEALER ADVISORY COMMITTEE No. 13-97 COMPLIANCE ADVISORY COMMITTEE No. 27-97 CONTINUING EDUCATION AND TRAINING ADVISORY COMMITTEE No. 9-97 CONTINUING EDUCATION/TRAINING MEMBERS No. 3-97 DIRECT MARKETING...