Transfer Agent Advisory Content

[9657] February 9, 1998 TO: OPERATIONS MEMBERS No. 4-98 TAX MEMBERS No. 7-98 TRANSFER AGENT ADVISORY COMMITTEE No. 6-98 RE: IRS ANNOUNCEMENT ON YEAR 2000 CHANGES ______________________________________________________________________________ The Internal Revenue Service has announced...

1 Securities Exchange Act Release No. 34-39582 (January 26, 1998). [9650] February 6, 1998 TO: ACCOUNTING/TREASURERS COMMITTEE No. 5-98 OPERATIONS COMMITTEE No. 5-98 SEC RULES COMMITTEE No. 6-98 TRANSFER AGENT ADVISORY COMMITTEE No. 5-98 RE: SEC APPROVES INTERIM AMENDMENTS TO CIRCUIT...

* See Memorandum to Operations Committee No. 40-97, Transfer Agent Advisory Committee No. 67-97, SEC Rules Committee No. 113-97, Closed-End Investment Company Committee No. 47-97, and Unit Investment Trust Committee No. 68-97, dated November 19, 1997. [9630] February 2, 1998 TO...

1 The “list” refers to Appendices A and B to 31 CFR Chapter V, and includes the names of blocked persons, specially designated nationals, specially designated terrorists, foreign terrorist organizations, specially designated narcotics traffickers, and blocked vessels. 2 See Department...

* See Memorandum to Operations Committee No. 40-97, Transfer Agent Advisory Committee No. 67-97, SEC Rules Committee No. 113-97, Closed-End Investment Company Committee No. 47-97, and Unit Investment Trust Committee No. 68-97, dated November 19, 1997. [9590] January 12, 1998 TO...

1 Department of the Treasury, "Management of Federal Agency Disbursements" (September 11, 1997), 62 Fed. Reg. 48714 (September 16, 1997) (the "Release"). The proposal would revise 31 CFR Part 208 (the "Proposed Rule"). The Release indicates that the conversion to an EFT environment...

[9524] December 15, 1997 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 71-97 RE: PERSONAL RESPONSIBILITY AND WORK OPPORTUNITY RECONCILIATION ACT _____________________________________________________________________________ As you may be aware, in 1996, Congress enacted the "Personal...

1 See, e.g., Institute Memorandum to Tax Members No. 43-97, Accounting/Treasurers Members No. 46- 97, Operations Members No. 28-97, Broker/Dealer Advisory Committee No. 19-97 and Transfer Agent Advisory Committee No. 64-97, dated November 7, 1997. 2 See Institute Memorandum to...

[9490] December 8, 1997 TO: ACCOUNTING/TREASURERS MEMBERS No. 53-97 BROKER/DEALER ADVISORY COMMITTEE No. 22-97 OPERATIONS MEMBERS No. 34-97 TAX MEMBERS No. 48-97 TRANSFER AGENT ADVISORY COMMITTEE No. 70-97 RE: UPDATED CONTACT LIST FOR PROVIDING YEAR-END TAX INFORMATION TO BROKERS ____...