Transfer Agent Advisory Content

1 See Institute Memoranda to Tax Members No. 6-98 and International Members No. 4-98, dated February 9, 1998; and to Pension Committee No. 3-98, dated February 6, 1998. [9756] March 13, 1998 TO: TAX COMMITTEE No. 9-98 PENSION COMMITTEE No. 14-98 INTERNATIONAL COMMITTEE No. 12-98...

[9746] March 10, 1998 TO: BANK AND TRUST ADVISORY COMMITTEE No. 2-98 BROKER/DEALER ADVISORY COMMITTEE No. 3-98 OPERATIONS MEMBERS No. 9-98 TRANSFER AGENT ADVISORY COMMITTEE No. 13-98 RE: TRUST PROCESSING GUIDELINES ______________________________________________________________________...

1 Year 2000 Readiness Reports to Be Made by Transfer Agents, SEC Release No. 34-39726; File No. S7-8-98 (March 5, 1998); and Reports to Be Made by Certain Brokers and Dealers, SEC Release No. 34-39724, IC-23059, IA-1704; File No. S7-7-98 (March 5, 1998) (collectively, the “proposed...

* See Memorandum to Accounting/Treasurers Committee No. 9-98, Operations Committee No. 11-98, SEC Rules Committee No. 17-98, Transfer Agent Advisory Committee No. 11-98 and Equity Markets Task Force, dated February 26, 1998. [9749] March 10, 1998 TO: ACCOUNTING/TREASURERS COMMITTEE No...

[9737] March 4, 1998 TO: TAX COMMITTEE No. 8-98 ACCOUNTING/TREASURERS COMMITTEE No. 12-98 INTERNATIONAL COMMITTEE No. 11-98 UNIT INVESTMENT TRUST COMMITTEE No. 8-98 TRANSFER AGENT ADVISORY COMMITTEE No. 12-98 RE: IRS AND TREASURY RELEASE 1998 PRIORITY GUIDANCE PLAN ___________________...

[9715] February 26, 1998 TO: ACCOUNTING/TREASURERS COMMITTEE No. 9-98 OPERATIONS COMMITTEE No. 11-98 SEC RULES COMMITTEE No. 17-98 TRANSFER AGENT ADVISORY COMMITTEE No. 11-98 EQUITY MARKETS TASK FORCE RE: NYSE PROPOSES AMENDMENTS TO CIRCUIT BREAKER RULES ______________________________...

[9702] February 20, 1998 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 10-98 RE: SURVEY ON HOUSEHOLDING SHAREHOLDER MAILINGS ______________________________________________________________________________ The Transfer Agent Advisory Committee recently established a task force to develop a...

[9699] February 20, 1998 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 8-98 RE: MEETING - APRIL 21, 1998 ______________________________________________________________________________ The next meeting of the Transfer Agent Advisory Committee will take place on Tuesday, April 21 at the...

[9700] February 20, 1998 TO: TAX MEMBERS No. 8-98 OPERATIONS MEMBERS No. 6-98 TRANSFER AGENT ADVISORY COMMITTEE No. 9-98 RE: IRS RELEASES DRAFT FORM W-8 WITHHOLDING CERTIFICATE ______________________________________________________________________________ The Internal Revenue Service...

[9675] February 12, 1998 TO: PENSION MEMBERS No. 11-98 PENSION OPERATIONS ADVISORY COMMITTEE No. 4-98 OPERATIONS MEMBERS No. 5-98 TRANSFER AGENT ADVISORY COMMITTEE No. 7-98 RE: IRS RELEASES FORM 1099-R AND FORM 5498 FOR 1998 ____________________________________________________________...