Transfer Agent Advisory Content

1 See Memorandum to Accounting/Treasurers Committee No. 27-98, Compliance Advisory Committee No. 18-98, Independent Accountants Advisory Committee No. 7-98, Internal Audit Committee No. 6-98, Investment Advisers Committee No. 24-98, Operations Committee No. 26-98, SEC Rules Committee...

[10194] August 11, 1998 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 47-98 RE: MEETING NOTICE - OCTOBER 15, 1998 ______________________________________________________________________________ The next meeting of the Transfer Agent Advisory Committee will take place on Thursday, October...

1 See Institute Memorandum to Pension Members No. 10-98, dated February 4, 1998, Memorandum to Pension Members No. 14-98, dated February 23, 1998, Memorandum to Pension Members No. 20-98, dated March 20, 1998 and Memorandum to Pension Members No. 29-98, dated April 23, 1998. [10167]...

1 See Memorandum to Accounting/Treasurers Committee No. 27-98, Compliance Advisory Committee No. 18-98, Internal Audit Committee No. 6-98, Investment Advisers Committee No. 24-98, Operations Committee No. 26-98, SEC Rules Committee No. 68-98, and Transfer Agent Advisory Committee No...

1 See Institute Memorandum to Pension Members No. 38-98, Pension Operations Advisory Committee No. 24-98, Transfer Agent Advisory Committee No. 34-98, dated June 29, 1998. [10150] July 24, 1998 TO: PENSION MEMBERS No. 47-98 PENSION OPERATIONS ADVISORY COMMITTEE No. 31-98 TRANSFER...

1 See Institute Memorandum to Operations Members No. 15-98, Pension Members No. 36-98, Tax Members No. 16-98, Pension Operations Advisory Committee No. 22-98 and Transfer Agent Advisory Committee No. 30- 98, dated June 22, 1998. [10151] July 24, 1998 TO: OPERATIONS MEMBERS No. 21-98...

[10138] July 20, 1998 TO: PENSION MEMBERS No. 46-98 PENSION OPERATIONS ADVISORY COMMITTEE No. 29-98 OPERATIONS COMMITTEE No. 29-98 TAX COMMITTEE No. 24-98 TRANSFER AGENT ADVISORY COMMITTEE No. 42-98 RE: IRS GUIDANCE ON PENALTY RELIEF FOR TIN ERRORS ON FORMS 1099-R ____________________...

1 Year 2000 Readiness Reports To Be Made by Certain Transfer Agents, SEC Release No. 34-40163; File No. S7-8-98 (July 2, 1998); and Reports To Be Made by Certain Brokers and Dealers, SEC Release No. 34-40162; File No. S7-7-98 (July 2, 1998) (the “Releases”). 2 See Memorandum to...

1 See Institute Memorandum to Operations Members No. 15-98, Pension Members No. 36- 98, Tax Members No. 16-98, Pension Operations Advisory Committee No. 22-98 and Transfer Agent Advisory Committee No. 30-98, dated June 22, 1998. [10122] July 13, 1998 TO: OPERATIONS MEMBERS No. 20-98...

[10100] July 8, 1998 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 39-98 RE: RECENT COURT DECISIONS RELATING TO FIDUCIARY OBLIGATIONS AND LIABILITIES ______________________________________________________________________________ Three federal court decisions, summarized below, address the...