Transfer Agent Advisory Content

[10508] November 24, 1998 TO: PENSION MEMBERS No. 70-98 PENSION OPERATIONS ADVISORY COMMITTEE No. 64-98 TRANSFER AGENT ADVISORY COMMITTEE No. 78-98 RE: IRS PUBLISHES REVISED FORM 5329 AND INSTRUCTIONS ______________________________________________________________________________ The...

[10503] November 20, 1998 TO: ACCOUNTING/TREASURERS MEMBERS No. 40-98 BANK INVESTMENT MANAGEMENT MEMBERS No. 10-98 CLOSED-END INVESTMENT COMPANY MEMBERS No. 41-98 COMPLIANCE ADVISORY COMMITTEE No. 38-98 INVESTMENT ADVISER ASSOCIATE MEMBERS No. 36-98 INVESTMENT ADVISER MEMBERS No. 37...

[10499] November 18, 1998 TO: PENSION MEMBERS No. 69-98 PENSION OPERATIONS ADVISORY COMMITTEE No. 62-98 TRANSFER AGENT ADVISORY COMMITTEE No. 76-98 RE: IRS GUIDANCE ON FORM 1099-R CODES FOR ROTH IRAs ______________________________________________________________________________ The...

1 See, e.g., Institute Memorandum to Accounting/Treasurers Members No. 31-98, Closed-End Investment Company Members No. 38-98, Operations Members No. 29-98, Tax Members No. 36-98, Transfer Agent Advisory Committee No. 70-98 and Unit Investment Trust Members No. 29-98, dated October 22...

1 See Institute Memorandum to Tax Members No. 30-98, Accounting/Treasurers Members No. 24-98, Operations Members No. 24-98, Broker/Dealer Advisory Committee No. 14-98 and Transfer Agent Advisory Committee No. 59-98, dated September 22, 1998. 2 The SIA and ABA Contact Lists are...

1 Year 2000 Readiness Reports To Be Made by Certain Non-Bank Transfer Agents, SEC Release No. 34-40587; FR-52; File No. S7-8-98 (October 22, 1998) (the “Release”). 2 See Reports to be Made by Certain Transfer Agents, SEC Release No. 34-40165; File No. S7-8-98 (July 2, 1998). In a...

1 See Institute Memorandum to Pension Members No. 62-98, Pension Operations Advisory Committee No. 51- 98 and Transfer Agent Advisory Committee No. 65-98, dated October 16, 1998. [10429] October 28, 1998 TO: PENSION MEMBERS No. 65-98 PENSION OPERATIONS ADVISORY COMMITTEE No. 56-98...

[10412] October 26, 1998 TO: PENSION MEMBERS No. 64-98 PENSION OPERATIONS ADVISORY COMMITTEE No. 54-98 TAX MEMBERS No. 38-98 TRANSFER AGENT ADVISORY COMMITTEE No. 71-98 RE: IRS ANNOUNCES 1999 COLA ADJUSTMENTS FOR PENSION PLAN LIMITATIONS _______________________________________________...

[10399] October 22, 1998 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 69-98 RE: MARK YOUR CALENDAR - 1999 MEETING SCHEDULE ______________________________________________________________________________ The 1999 Transfer Agent Advisory Committee meeting schedule is as follows: January 28...

1 H.R. 4328, the Omnibus Consolidated and Emergency Supplemental Appropriations Act. 2 The 20 percent maximum rate is reduced to 10 percent for taxpayers in the 15 percent rate bracket. In addition to 20 percent/10 percent rate gain, some RICs may have “collectibles gain” that remains...