Transfer Agent Advisory Content

[10686] February 1, 1999 TO: COMPLIANCE ADVISORY COMMITTEE No. 5-99 INTERNATIONAL COMMITTEE No. 3-99 OPERATIONS COMMITTEE No. 3-99 SEC RULES COMMITTEE No. 5-99 TRANSFER AGENT ADVISORY COMMITTEE No. 11-99 MONEY LAUNDERING TASK FORCE RE: INSTITUTE PAPER ON FOREIGN ASSETS CONTROL...

[10678] January 29, 1999 TO: ACCOUNTING/TREASURERS MEMBERS No. 6-99 CLOSED-END INVESTMENT COMPANY MEMBERS No. 8-99 COMPLIANCE ADVISORY COMMITTEE No. 4-99 INTERNATIONAL COMMITTEE No. 2-99 OPERATIONS MEMBERS No. 6-99 PRIMARY CONTACTS - MEMBER COMPLEX No. 6-99 SEC RULES MEMBERS No. 14-99...

[10668] January 25, 1999 TO: ACCOUNTING/TREASURERS MEMBERS No. 5-99 DIRECT MARKETING COMMITTEE No. 4-99 FEDERAL LEGISLATION MEMBERS No. 2-99 INVESTMENT ADVISER MEMBERS No. 2-99 OPERATIONS MEMBERS No. 5-99 PENSION MEMBERS No. 7-99 PENSION OPERATIONS ADVISORY COMMITTEE No. 6-99 PRIMARY...

[10651] January 19, 1999 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 8-99 RE: FINAL AGENDA & BREAKFAST SHOP TALK DISCUSSION TOPICS FOR JANUARY 28, 1999 MEETING ______________________________________________________________________________ Attached is the final Agenda and revised...

[10646] January 14, 1999 TO: PENSION MEMBERS No. 5-99 PENSION OPERATIONS ADVISORY COMMITTEE No. 4-99 TRANSFER AGENT ADVISORY COMMITTEE No. 7-99 RE: MASSACHUSETTS' DEPARTMENT OF REVENUE RELEASES ROTH IRA GUIDANCE _________________________________________________________________________...

[10640] January 12, 1999 TO: OPERATIONS MEMBERS No. 3-99 BROKER/DEALER ADVISORY COMMITTEE No. 1-99 TRANSFER AGENT ADVISORY COMMITTEE No. 5-99 SMALL FUNDS MEMBERS No. 1-99 TECHNOLOGY TASK FORCE RE: 1999 SECURITIES INDUSTRY ASSOCIATION YEAR 2000 INDUSTRY TESTING SEMINAR - FEBRUARY 2-3...

1 See Institute memorandum to Pension Members No. 70-98, Pension Operations Advisory Committee No. 64- 98 and Transfer Agent Advisory Committee No. 78-98, dated November 24, 1998. [10638] January 12, 1999 TO: PENSION MEMBERS No. 4-99 PENSION OPERATIONS ADVISORY COMMITTEE No. 3-99...

1 See Institute memorandum to Operations Members No. 15-98, Pension Members No. 36-98, Tax Members No. 16-98, Pension Operations Advisory Committee No. 22-98 and Transfer Agent Advisory Committee No. 30- 98, dated June 22, 1998. [10637] January 12, 1999 TO: OPERATIONS MEMBERS No. 2-99...

1 See Institute Memorandum to Operations Members No. 22-98, Pension Members No. 55-98, Pension Operations Advisory Committee No. 39-98, Tax Members No. 28-98, and Transfer Agent Advisory Committee No. 53-98, dated August 28, 1998. [10632] January 8, 1999 TO: OPERATIONS MEMBERS No. 1...

[10631] January 7, 1999 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 2-99 RE: MEETING & TOUR - JANUARY 28 & 29, 1999 ______________________________________________________________________________ The next meeting of the Transfer Agent Advisory Committee will be held on Thursday, January...