Transfer Agent Advisory Content

1 This year-end information often is referred to as “reclassified” tax information because of the practice at many brokerage firms and banks to treat distributions from RICs and REITs as ordinary income until advised to “reclassify” the income, such as to long-term capital gain. 2...

[11063] June 21, 1999 TO: OPERATIONS COMMITTEE No. 23-99 TRANSFER AGENT ADVISORY COMMITTEE No. 38-99 RE: MUTUAL FUND COMPLEX INTERNET WEBSITE SURVEY ______________________________________________________________________________ The Transfer Agent Advisory Committee recently...

1 See Institute Memorandum to Pension Members No. 62-98, Pension Operations Advisory Committee No. 51-98 and Transfer Agent Advisory Committee No. 65-98, dated October 16, 1998. [11062] June 18, 1999 TO: PENSION MEMBERS No. 23-99 PENSION OPERATIONS ADVISORY COMMITTEE No. 33-99...

[11051] June 14, 1999 TO: ACCOUNTING/TREASURERS MEMBERS No. 14-99 BANK INVESTMENT MANAGEMENT MEMBERS No. 2-99 CLOSED-END INVESTMENT COMPANY MEMBERS No. 22-99 COMPLIANCE ADVISORY COMMITTEE No. 22-99 INVESTMENT ADVISER ASSOCIATE MEMBERS No. 14-99 INVESTMENT ADVISER MEMBERS No. 11-99...

[11038] June 4, 1999 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 35-99 RE: MEETING - JULY 22, 1999 ______________________________________________________________________________ The next meeting of the Transfer Agent Advisory Committee will take place on Thursday, July 22 in the David...

1 This year-end information often is referred to as “reclassified” tax information because of the practice at many brokerage firms and banks to treat distributions from RICs and REITs as ordinary income until advised to “reclassify” the income, such as to long-term capital gain. 2...

1 See Memorandum to Operations Committee No. 14-99 and Transfer Agent Advisory Committee No. 27-99 dated April 15, 1999. [11009] May 25, 1999 TO: OPERATIONS COMMITTEE No. 20-99 TRANSFER AGENT ADVISORY COMMITTEE No. 33-99 RE: INSTITUTE COMMENT LETTER ON PROPOSED AMENDMENTS TO RULE...

[10995] May 19, 1999 TO: COMPLIANCE ADVISORY COMMITTEE No. 19-99 OPERATIONS COMMITTEE No. 19-99 PRIMARY CONTACTS - MEMBER COMPLEX No. 55-99 SEC RULES COMMITTEE No. 39-99 TRANSFER AGENT ADVISORY COMMITTEE No. 32-99 MONEY LAUNDERING TASK FORCE RE: INSTITUTE PAPER ON MONEY LAUNDERING...

1 See, e.g., Institute Memorandum to Bank and Trust Advisory Committee No. 9-99, Operations Committee No. 17-99, Tax Committee No. 9-99 and Transfer Agent Advisory Committee No. 28-99, dated April 27, 1999. 2 See Institute Memorandum to Tax Committee No. 7-99, Operations Committee No...