Transfer Agent Advisory Content

[11153] August 3, 1999 TO: OPERATIONS COMMITTEE No. 29-99 PRIMARY CONTACTS - MEMBER COMPLEX No. 73-99 SEC RULES COMMITTEE No. 58-99 SMALL FUNDS COMMITTEE No. 10-99 TRANSFER AGENT ADVISORY COMMITTEE No. 48-99 TECHNOLOGY TASK FORCE MUTUAL FUND YEAR 2000 PROJECT LEADERS (See Attached...

1 The relevant pension-related provisions in the bill are summarized in a separate Institute Memorandum. 2 See Institute Memorandum to Accounting/Treasurers Members No. 19-99, Closed-End Investment Company Members No. 27-99, Operations Members No. 18-99, Tax Members No. 21-99...

1[11147] July 30, 1999 TO: ACCOUNTING/TREASURERS COMMITTEE No. 24-99 BROKER/DEALER ADVISORY COMMITTEE No. 20-99 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 23-99 COMPLIANCE ADVISORY COMMITTEE No. 31-99 EQUITY MARKETS ADVISORY COMMITTEE No. 27-99 FIXED-INCOME ADVISORY COMMITTEE No. 4...

1 The relevant pension-related provisions in the bill will be summarized in a separate Institute Memorandum. [11138] July 27, 1999 TO: ACCOUNTING/TREASURERS MEMBERS No. 19-99 CLOSED-END INVESTMENT COMPANY MEMBERS No. 27-99 OPERATIONS MEMBERS No. 18-99 TAX MEMBERS No. 21-99 TRANSFER...

1 This year-end tax information often is referred to as “reclassified” tax information because of the practice at many brokerage firms and banks to treat distributions from RICs and REITs as ordinary income until advised to “reclassify” the income, such as to long-term capital gains...

[11104] July 8, 1999 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 44-99 RE: PRELIMINARY AGENDA FOR JULY 22, 1999 MEETING ______________________________________________________________________________ The next meeting of the Transfer Agent Advisory Committee will take place on Thursday...

[11093] July 1, 1999 TO: ACCOUNTING/TREASURERS COMMITTEE No. 21-99 BROKER/DEALER ADVISORY COMMITTEE No. 17-99 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 22-99 COMPLIANCE ADVISORY COMMITTEE No. 27-99 EQUITY MARKETS ADVISORY COMMITTEE No. 25-99 FIXED-INCOME ADVISORY COMMITTEE No. 2-99...

1 See, e.g., Institute Memorandum to (among others) Tax Members No. 27-97, Accounting/Treasurers Members No. 31-97, Operations Members No. 13-97 and Transfer Agent Advisory Committee No. 36-97, dated August 1, 1997. 2 See, e.g., Institute Memorandum to (among others) Tax Members No...

[11081] June 28, 1999 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 41-99 RE: SUMMARY OF APRIL 22, 1999 MEETING ______________________________________________________________________________ Attached is a summary of the Transfer Agent Advisory Committee (TAAC) meeting held on Thursday...

[11074] June 24, 1999 TO: BANK AND TRUST ADVISORY COMMITTEE No. 14-99 BROKER/DEALER ADVISORY COMMITTEE No. 15-99 OPERATIONS COMMITTEE No. 25-99 SMALL FUNDS COMMITTEE No. 6-99 TRANSFER AGENT ADVISORY COMMITTEE No. 40-99 RE: TRANSFER AGENT ADVISORY COMMITTEE YEAR 2000 TASK FORCE -...