Transfer Agent Advisory Content

[11570] February 7, 2000 TO: OPERATIONS COMMITTEE No. 3-00 TRANSFER AGENT ADVISORY COMMITTEE No. 6-00 BANK AND TRUST ADVISORY COMMITTEE No. 3-00 BROKER/DEALER ADVISORY COMMITTEE No. 1-00 PENSION COMMITTEE No. 7-00 PENSION OPERATIONS ADVISORY COMMITTEE No. 4-00 RE: NSCC RETIREMENT...

* See Memorandum to Closed-End Investment Company Committee No. 44-99, Investment Advisers Committee No. 16- 99, Operations Committee No. 43-99, SEC Rules Committee No. 96-99, Small Funds Committee No. 18-99, Transfer Agent Advisory Committee No. 70-99, and Unit Investment Trust...

[11547] January 12, 2000 TO: ACCOUNTING/TREASURERS COMMITTEE No. 4-00 DIRECT MARKETING COMMITTEE No. 2-00 INVESTMENT ADVISER MEMBERS No. 3-00 OPERATIONS MEMBERS No. 2-00 PENSION MEMBERS No. 5-00 PENSION OPERATIONS ADVISORY COMMITTEE No. 3-00 PRIMARY CONTACTS - MEMBER COMPLEX No. 2-00...

[11548] January 12, 2000 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 4-00 RE: MEETING AND TOUR - JANUARY 27 & 28, 2000 ______________________________________________________________________________ The next meeting of the Transfer Agent Advisory Committee will be held on Thursday...

1 See Institute Memorandum to Tax Committee No. 3-99, Operations Committee No. 4-99, Transfer Agent Advisory Committee No. 12-99, and Bank and Trust Advisory Committee No. 3-99, dated February 3, 1999. 2 The final withholding tax regulations, as amended, will apply to certain amounts...

1 The new alternative reporting procedure also may apply to the preparation and filing of all forms in the series 1098 (used to report mortgage interest received from individuals and higher education tuition and related expenses) and forms W-2G (used to report gambling payments). 2...

1 See, e.g., Institute Memorandum to Bank and Trust Advisory Committee No. 10-99, Operations Members No. 11-99, Tax Members No. 14-99 and Transfer Agent Advisory Committee No. 29-99, dated May 18, 1999. [11504] December 30, 1999 TO: BANK AND TRUST ADVISORY COMMITTEE No. 34-99...

* See Memorandum to Closed-End Investment Company Committee No. 44-99, Investment Advisers Committee No. 16- 99, Operations Committee No. 43-99, SEC Rules Committee No. 96-99, Small Funds Committee No. 18-99, Transfer Agent Advisory Committee No. 70-99, and Unit Investment Trust...

[11493] December 27, 1999 TO: PENSION MEMBERS No. 50-99 PENSION OPERATIONS ADVISORY COMMITTEE No. 60-99 TAX MEMBERS No. 44-99 TRANSFER AGENT ADVISORY COMMITTEE No. 82-99 RE: IRS ANNOUNCES PENALTY RELIEF FOR Y2K-RELATED PROBLEMS _________________________________________________________...

[11486] December 22, 1999 TO: BANK AND TRUST ADVISORY COMMITTEE No. 33-99 BROKER/DEALER ADVISORY COMMITTEE No. 37-99 OPERATIONS COMMITTEE No. 48-99 PRIMARY CONTACTS - MEMBER COMPLEX No. 111-99 SEC RULES COMMITTEE No. 108-99 SMALL FUNDS MEMBERS No. 20-99 TRANSFER AGENT ADVISORY...