Transfer Agent Advisory Content

[11956] June 16, 2000 TO: COMPLIANCE ADVISORY COMMITTEE No. 21-00 ELECTRONIC COMMERCE ADVISORY COMMITTEE No. 4-00 INTERNAL AUDIT ADVISORY COMMITTEE No. 4-00 INVESTMENT ADVISER MEMBERS No. 20-00 OPERATIONS MEMBERS No. 13-00 PRIMARY CONTACTS - MEMBER COMPLEX No. 38-00 SEC RULES MEMBERS...

1 Securities Exchange Act Release No. 34-42892 (June 2, 2000), 65 Fed. Reg. 36602 (June 9, 2000) (the "Release"). 2 Registered transfer agents are required by Rule 17Ac2-1(c) to amend Form TA-1 or the SEC Supplements to Form TA-1 within 60 calendar days following the date on which...

1 See Institute Memorandum to Bank and Trust Advisory Committee No. 1-00, Operations Committee No. 1-00, Tax Committee No. 1-00, and Transfer Agent Advisory Committee No. 2-00, dated January 11, 2000. [11902] May 24, 2000 TO: BANK AND TRUST ADVISORY COMMITTEE No. 13-00 BROKER/DEALER...

[11883] May 15, 2000 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 23-00 RE: UPCOMING TAAC MEETING - JULY 20, 2000 ______________________________________________________________________________ The next meeting of the Transfer Agent Advisory Committee will take place on Thursday, July 20...

1 See Institute Memorandum to Bank and Trust Advisory Committee No. 10-00, Broker/Dealer Advisory Committee No. 6- 00, Operations Committee No. 8-00, Tax Committee No. 15-00, Transfer Agent Advisory Committee No. 19-00, dated April 5, 2000. 2 Additional materials discussing the new...

1 The STAMP Medallion program was organized in 1992 when Rule 17Ad-15 of the Securities Exchange Act of 1934 was adopted. Rule 17Ad-15 prohibits inequitable treatment of eligible guarantor institutions, requires transfer agents to establish written standards for the acceptance of...

[11783] April 5, 2000 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 18-00 RE: PRELIMINARY AGENDA FOR APRIL 26, 2000 MEETING ______________________________________________________________________________ The next meeting of the Transfer Agent Advisory Committee will take place on Wednesday...

1 See Institute Memorandum to Bank and Trust Advisory Committee No. 6-00, Broker/Dealer Advisory Committee No. 4-00, Operations Committee No. 6-00, Tax Committee No. 10-00, Transfer Agent Advisory Committee No. 13-00, dated March 16, 2000. [11789] April 5, 2000 TO: BANK AND TRUST...

1 See Institute Memorandum to Tax Committee No. 2-00 and the Task Force on Advisor/Distributor Tax Issues, dated January 11, 2000. 2 Note: the “launch cost” issue is listed together with three other capitalization projects under the general description “Guidance on deduction and...

[11773] April 3, 2000 TO: ACCOUNTING/TREASURERS COMMITTEE No. 13-00 CLOSED-END INVESTMENT COMPANY MEMBERS No. 5-00 INVESTMENT ADVISER ASSOCIATE MEMBERS No. 9-00 INVESTMENT ADVISER MEMBERS No. 8-00 OPERATIONS MEMBERS No. 8-00 PRIMARY CONTACTS - MEMBER COMPLEX No. 22-00 SEC RULES...