Transfer Agent Advisory Content

[12993] January 8, 2001 TO: ACCOUNTING/TREASURERS COMMITTEE No. 1-01 DIRECT MARKETING COMMITTEE No. 1-01 INVESTMENT ADVISER MEMBERS No. 1-01 OPERATIONS MEMBERS No. 1-01 PENSION MEMBERS No. 1-01 PENSION OPERATIONS ADVISORY COMMITTEE No. 1-01 PRIMARY CONTACTS - MEMBER COMPLEX No. 1-01...

[12972] December 28, 2000 TO: BROKER/DEALER ADVISORY COMMITTEE No. 30-00 OPERATIONS COMMITTEE No. 30-00 TAX COMMITTEE No. 51-00 TRANSFER AGENT ADVISORY COMMITTEE No. 67-00 RE: IRS PROVIDES GUIDANCE FOR WITHHOLDING ON PAYMENTS TO FINANCIAL INSTITUTIONS ORGANIZED UNDER THE LAWS OF A US...

[12967] December 22, 2000 TO: TAX MEMBERS No. 38-00 ACCOUNTING/TREASURERS COMMITTEE No. 46-00 TRANSFER AGENT ADVISORY COMMITTEE No. 66-00 RE: TAX PROVISIONS ENACTED AS PART OF YEAR-END LEGISLATION The Consolidated Appropriations Act for FY 2001, H.R. 4577 (“the FY 2001 Appropriations...

[12933] December 15, 2000 TO: TAX MEMBERS No. 37-00 TRANSFER AGENT ADVISORY COMMITTEE No. 65-00 ACCOUNTING/TREASURERS COMMITTEE No. 44-00 RE: REVISED IRS FORMS FURTHER CLARIFY QUALIFIED 5-YEAR GAIN RULES As we previously informed you, the Internal Revenue Service (“IRS”) recently...

[12906] December 12, 2000 TO: BROKER/DEALER ADVISORY COMMITTEE No. 28-00 OPERATIONS MEMBERS No. 28-00 PENSION MEMBERS No. 58-00 PENSION OPERATIONS ADVISORY COMMITTEE No. 90-00 TAX MEMBERS No. 36-00 TRANSFER AGENT ADVISORY COMMITTEE No. 64-00 UNIT INVESTMENT TRUST MEMBERS No. 32-00 RE...

[12881] December 1, 2000 TO: BROKER/DEALER ADVISORY COMMITTEE No. 27-00 COMPLIANCE ADVISORY COMMITTEE No. 39-00 SEC RULES COMMITTEE No. 129-00 TRANSFER AGENT ADVISORY COMMITTEE No. 63-00 RE: DRAFT PRIVACY COMPLIANCE PAPER As you may know, the Institute has been working with outside...

[12896] November 29, 2000 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 62-00 RE: MEETING NOTICE - JANUARY 25TH & 26TH IN HOUSTON, TEXAS The next meeting of the Transfer Agent Advisory Committee will be held on Thursday, January 25, 2001 in the Colonnade room of the St. Regis hotel in...

[12882] November 24, 2000 TO: BROKER/DEALER ADVISORY COMMITTEE No. 26-00 TAX COMMITTEE No. 49-00 TRANSFER AGENT ADVISORY COMMITTEE No. 61-00 UNIT INVESTMENT TRUST COMMITTEE No. 28-00 RE: IRS ISSUES PROPOSED REGULATIONS AFFECTING INFORMATION REPORTING UNDER SECTIONS 6045 AND 6041 The...

[12871] November 21, 2000 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 60-00 RE: MARK YOUR CALENDAR - 2001 MEETING SCHEDULE The 2001 Transfer Agent Advisory Committee meeting schedule is as follows: January 25-26 Houston, TX April 24-25 Washington, DC July 18-19 Washington, DC October 17...

[12842] November 6, 2000 TO: ACCOUNTING/TREASURERS COMMITTEE No. 42-00 DIRECT MARKETING COMMITTEE No. 19-00 INVESTMENT ADVISER MEMBERS No. 40-00 OPERATIONS MEMBERS No. 25-00 PENSION MEMBERS No. 53-00 PENSION OPERATIONS ADVISORY COMMITTEE No. 82-00 PRIMARY CONTACTS - MEMBER COMPLEX No...