Transfer Agent Advisory Content

[13467] May 1, 2001 TO: ACCOUNTING/TREASURERS COMMITTEE No. 12-01 INTERNATIONAL COMMITTEE No. 33-01 TASK FORCE ON ADVISER/DISTRIBUTOR TAX ISSUES TAX COMMITTEE No. 17-01 TRANSFER AGENT ADVISORY COMMITTEE No. 32-01 UNIT INVESTMENT TRUST COMMITTEE No. 15-01 RE: IRS AND TREASURY RELEASE...

[13439] April 25, 2001 TO: OPERATIONS COMMITTEE No. 16-01 TRANSFER AGENT ADVISORY COMMITTEE No. 30-01 RE: MULTISTATE FINANCIAL INSTITUTION DATA MATCH (MSFIDM) WORKSHOP MATERIALS FOR “DEADBEAT PARENTS” REPORTING The Federal Office of Child Support Enforcement (OCSE) conducted a...

[13444] April 25, 2001 TO: OPERATIONS COMMITTEE No. 17-01 TRANSFER AGENT ADVISORY COMMITTEE No. 31-01 RE: INSTITUTE COMMENT LETTER ON IRS PROPOSED REGULATIONS ON REQUIRED MINIMUM DISTRIBUTIONS Attached is a copy of the Institute’s Memorandum and comment letter dated April 17, 2001 on...

[13428] April 20, 2001 TO: INVESTMENT ADVISERS COMMITTEE No. 12-01 ELECTRONIC COMMERCE ADVISORY COMMITTEE No. 9-01 OPERATIONS COMMITTEE No. 15-01 TRANSFER AGENT ADVISORY COMMITTEE No. 29-01 UNIT INVESTMENT TRUST COMMITTEE No. 14-01 RE: INSTITUTE COMMENT LETTER ON SEC ELECTRONIC...

[13400] April 10, 2001 TO: BROKER/DEALER ADVISORY COMMITTEE No. 10-01 CLOSED-END INVESTMENT COMPANY MEMBERS No. 11-01 COMPLIANCE ADVISORY COMMITTEE No. 16-01 INVESTMENT ADVISER ASSOCIATE MEMBERS No. 2-01 INVESTMENT ADVISER MEMBERS No. 7-01 OPERATIONS COMMITTEE No. 13-01 PRIVACY...

[13402] April 10, 2001 TO: INVESTMENT ADVISERS COMMITTEE No. 11-01 SEC RULES COMMITTEE No. 34-01 ELECTRONIC COMMERCE ADVISORY COMMITTEE No. 8-01 OPERATIONS COMMITTEE No. 14-01 TRANSFER AGENT ADVISORY COMMITTEE No. 28-01 UNIT INVESTMENT TRUST COMMITTEE No. 13-01 RE: SEC PROPOSAL...

[13339] April 5, 2001 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 25-01 RE: PRELIMINARY AGENDA FOR APRIL 24-25, 2001 The next meeting of the Transfer Agent Advisory Committee will be held on Tuesday and Wednesday, April 24 and 25, 2001 in the David Silver Conference Room (DSCR) on the...

[13350] April 5, 2001 TO: OPERATIONS COMMITTEE No. 12-01 TRANSFER AGENT ADVISORY COMMITTEE No. 26-01 RE: REDEMPTION PRACTICES SURVEY The Transfer Agent Advisory Committee recently formed a task force to assess redemption transaction processing practices and procedures in our industry...

[13320] April 2, 2001 TO: ACCOUNTING/TREASURERS MEMBERS No. 8-01 CLOSED-END INVESTMENT COMPANY MEMBERS No. 9-01 COMPLIANCE ADVISORY COMMITTEE No. 15-01 INTERNATIONAL COMMITTEE No. 23-01 OPERATIONS MEMBERS No. 7-01 PRIMARY CONTACTS - MEMBER COMPLEX No. 24-01 SEC RULES MEMBERS No. 26-01...

[13192] March 27, 2001 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 20-01 RE: MEETING NOTICE - APRIL 24-25, 2001 The next meeting of the Transfer Agent Advisory Committee will be held on Tuesday and Wednesday, April 24 and 25, 2001 in the David Silver Conference Room (12th floor) of the...