Transfer Agent Advisory Content

[13902] August 30, 2001 TO: ACCOUNTING/TREASURERS COMMITTEE No. 25-01 ADVERTISING COMPLIANCE ADVISORY COMMITTEE No. 15-01 BANK INVESTMENT MANAGEMENT MEMBERS No. 8-01 CLOSED-END INVESTMENT COMPANY MEMBERS No. 27-01 COMPLIANCE ADVISORY COMMITTEE No. 36-01 INVESTMENT ADVISER ASSOCIATE...

[13882] August 28, 2001 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 61-01 RE: MEETING NOTICE -- OCTOBER 17-18, 2001 The next meeting of the Transfer Agent Advisory Committee will be held on Wednesday and Thursday, October 17th and 18th, 2001 in the David Silver Conference Room (12th...

[13870] August 21, 2001 TO: ACCOUNTING/TREASURERS MEMBERS No. 21-01 BANK AND TRUST ADVISORY COMMITTEE No. 14-01 BROKER/DEALER ADVISORY COMMITTEE No. 22-01 OPERATIONS MEMBERS No. 19-01 TAX MEMBERS No. 21-01 TRANSFER AGENT ADVISORY COMMITTEE No. 60-01 RE: 2001 Year-End Tax Reporting –...

[13837] August 14, 2001 TO: ACCOUNTING/TREASURERS MEMBERS No. 20-01 CLOSED-END INVESTMENT COMPANY MEMBERS No. 26-01 COMPLIANCE ADVISORY COMMITTEE No. 34-01 EQUITY MARKETS ADVISORY COMMITTEE No. 30-01 FIXED-INCOME ADVISORY COMMITTEE No. 12-01 INTERNATIONAL MEMBERS No. 13-01 INVESTMENT...

[13802] August 3, 2001 TO: PENSION COMMITTEE No. 51-01 PENSION OPERATIONS ADVISORY COMMITTEE No. 48-01 TRANSFER AGENT ADVISORY COMMITTEE No. 58-01 RE: SUPPLEMENTAL MATERIALS REGARDING "402(f) NOTICE" CONFERENCE CALL SCHEDULED FOR AUGUST 8, 2001 AT 2:30 PM EST To help facilitate the...

[13791] August 1, 2001 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 56-01 RE: SHAREHOLDER COST BASIS SURVEY The Transfer Agent Advisory Committee recently agreed to assess shareholder cost basis reporting processes and procedures in our industry. Susan Cornwell of Oppenheimer Shareholder...

[13790] July 31, 2001 TO: PENSION COMMITTEE No. 50-01 PENSION OPERATIONS ADVISORY COMMITTEE No. 46-01 TRANSFER AGENT ADVISORY COMMITTEE No. 55-01 RE: CONFERENCE CALL ON 402(f) NOTICE ITEMS - AUGUST 8, 2001 AT 2:30 PM EST A conference call has been scheduled for Wednesday, August 8...

[13794] July 31, 2001 TO: PRIMARY CONTACTS - MEMBER COMPLEX No. 50-01 ACCOUNTING/TREASURERS MEMBERS No. 19-01 OPERATIONS MEMBERS No. 17-01 SMALL FUNDS MEMBERS No. 24-01 TRANSFER AGENT ADVISORY COMMITTEE No. 57-01 RE: 2001 ICI/PWC MUTUAL FUND TRANSFER AGENT FEE SURVEY The Investment...

[13772] July 26, 2001 TO: PENSION COMMITTEE No. 49-01 PENSION OPERATIONS ADVISORY COMMITTEE No. 44-01 TRANSFER AGENT ADVISORY COMMITTEE No. 54-01 RE: INSTITUTE CONFERENCE CALL ON CATCH-UPS - MONDAY AUGUST 6, 2001, 2:00 PM EST We have scheduled a conference call for Monday, August 6...

[13750] July 20, 2001 TO: ACCOUNTING/TREASURERS MEMBERS No. 18-01 CLOSED-END INVESTMENT COMPANY MEMBERS No. 25-01 COMPLIANCE ADVISORY COMMITTEE No. 32-01 EQUITY MARKETS ADVISORY COMMITTEE No. 25-01 INTERNATIONAL MEMBERS No. 12-01 INVESTMENT ADVISER MEMBERS No. 15-01 OPERATIONS MEMBERS...