Transfer Agent Advisory Content

[14009] SECOND NOTICE – ACTION REQUESTED October 3, 2001 TO: PRIMARY CONTACTS - MEMBER COMPLEX No. 73-01 ACCOUNTING/TREASURERS MEMBERS No. 27-01 OPERATIONS MEMBERS No. 21-01 SMALL FUNDS MEMBERS No. 28-01 TRANSFER AGENT ADVISORY COMMITTEE No. 72-01 PAST PARTICIPANTS -- ICI/PWC TRANSFER...

[14000] October 2, 2001 TO: OPERATIONS COMMITTEE No. 27-01 TRANSFER AGENT ADVISORY COMMITTEE No. 71-01 RE: ICI TRANSFER AGENT ADVISORY COMMITTEE -- REDEMPTION PRACTICES SURVEY Several months ago the Transfer Agent Advisory Committee established a Task Force to assess redemption...

URGENT [13999] October 1, 2001 TO: BANK AND TRUST ADVISORY COMMITTEE No. 20-01 BROKER/DEALER ASSOCIATE MEMBERS No. 8-01 COMPLIANCE ADVISORY COMMITTEE No. 43-01 INTERNATIONAL MEMBERS No. 18-01 PRIMARY CONTACTS - MEMBER COMPLEX No. 72-01 SEC RULES MEMBERS No. 66-01 TRANSFER AGENT...

URGENT [13982] September 27, 2001 TO: BANK AND TRUST ADVISORY COMMITTEE No. 19-01 BROKER/DEALER ASSOCIATE MEMBERS No. 7-01 COMPLIANCE ADVISORY COMMITTEE No. 42-01 INTERNATIONAL MEMBERS No. 17-01 PRIMARY CONTACTS - MEMBER COMPLEX No. 71-01 SEC RULES MEMBERS No. 65-01 TRANSFER AGENT...

[13987] September 27, 2001 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 69-01 RE: OCTOBER 17-18, 2001 TRANSFER AGENT ADVISORY COMMITTEE MEETING AND 2002 MEETING SCHEDULE As a result of the tragic events of September 11, the Transfer Agent Advisory Committee meeting scheduled for October...

[13968] September 25, 2001 TO: ACCOUNTING/TREASURERS MEMBERS No. 24-01 BANK AND TRUST ADVISORY COMMITTEE No. 18-01 CLOSED-END INVESTMENT COMPANY MEMBERS No. 28-01 INTERNATIONAL MEMBERS No. 15-01 SECURITIES OPERATIONS SUBCOMMITTEE No. 10-01 TAX MEMBERS No. 23-01 TRANSFER AGENT ADVISORY...

[13975] September 25, 2001 TO: ACCOUNTING/TREASURERS MEMBERS No. 26-01 CLOSED-END INVESTMENT COMPANY MEMBERS No. 29-01 COMPLIANCE ADVISORY COMMITTEE No. 41-01 EQUITY MARKETS ADVISORY COMMITTEE No. 32-01 INTERNATIONAL MEMBERS No. 16-01 INVESTMENT ADVISER MEMBERS No. 21-01 OPERATIONS...

URGENT [13967] September 24, 2001 TO: BANK AND TRUST ADVISORY COMMITTEE No. 17-01 BROKER/DEALER ASSOCIATE MEMBERS No. 6-01 COMPLIANCE ADVISORY COMMITTEE No. 38-01 INTERNATIONAL MEMBERS No. 14-01 PRIMARY CONTACTS - MEMBER COMPLEX No. 68-01 SEC RULES MEMBERS No. 61-01 TRANSFER AGENT...

[13961] September 18, 2001 TO: TAX MEMBERS No. 22-01 PENSION MEMBERS No. 28-01 ACCOUNTING/TREASURERS MEMBERS No. 23-01 TRANSFER AGENT ADVISORY COMMITTEE No. 64-01 RE: TREASURY/IRS RELIEF ON ACCOUNT OF SEPTEMBER 11 TERRORIST ATTACK The Treasury Department and the Internal Revenue...

[13940] September 11, 2001 TO: BOARD OF GOVERNORS No. 43-01 PRIMARY CONTACTS - MEMBER COMPLEX No. 61-01 PRIMARY CONTACTS - CLOSED-END FUNDS No. 3-01 PRIMARY CONTACTS - UNIT INVESTMENT TRUSTS CEOS SEC RULES COMMITTEE No. 72-01 ACCOUNTING/TREASURERS COMMITTEE No. 26-01 OPERATIONS...