Transfer Agent Advisory Content

URGENT [14048] October 12, 2001 TO: COMPLIANCE ADVISORY COMMITTEE No. 48-01 INTERNATIONAL COMMITTEE No. 55-01 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 10-01 PRIMARY CONTACTS - MEMBER COMPLEX No. 77-01 TRANSFER AGENT ADVISORY COMMITTEE No. 81-01 RE: OFAC ADDS 39 NAMES TO LIST OF...

IMPORTANT – PLEASE READ [14046] October 12, 2001 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 80-01 RE: NEW CONFERENCE CALL INSTRUCTIONS FOR OCTOBER 17 & 18 Please disregard the call instructions provided to you yesterday in TAAC memo No. 79- 01, dated October 11, 2001. We have changed...

[14047] October 12, 2001 TO: OPERATIONS COMMITTEE No. 30-01 TAX COMMITTEE No. 27-01 TECHNOLOGY ADVISORY COMMITTEE No. 10-01 TRANSFER AGENT ADVISORY COMMITTEE No. 82-01 SMALL FUNDS COMMITTEE No. 15-01 RE: SECURING AMERICA INVESTMENT ACT OF 2001 The Securing America Investment Act of...

[14041] October 11, 2001 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 79-01 RE: OCTOBER 17-18, 2001 AGENDA FOR CONFERENCE CALLS Attached are the Agenda and Shop Talk Discussion Topics for the Transfer Agent Advisory Committee conference calls scheduled for October 17th from 3:00 to 5:00...

[14035] October 10, 2001 TO: ACCOUNTING/TREASURERS MEMBERS No. 29-01 CLOSED-END INVESTMENT COMPANY MEMBERS No. 32-01 COMPLIANCE ADVISORY COMMITTEE No. 47-01 EQUITY MARKETS ADVISORY COMMITTEE No. 36-01 INTERNATIONAL MEMBERS No. 19-01 INVESTMENT ADVISER MEMBERS No. 25-01 OPERATIONS...

[14034] October 10, 2001 TO: ACCOUNTING/TREASURERS COMMITTEE No. 29-01 BANK AND TRUST ADVISORY COMMITTEE No. 21-01 BROKER/DEALER ADVISORY COMMITTEE No. 25-01 OPERATIONS COMMITTEE No. 29-01 TAX COMMITTEE No. 26-01 TRANSFER AGENT ADVISORY COMMITTEE No. 77-01 RE: 2001 YEAR-END TAX...

[14036] October 10, 2001 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 78-01 RE: SUMMARY OF JULY 18-19, 2001 MEETING Attached is the summary of the Transfer Agent Advisory Committee (TAAC) meeting held on Wednesday and Thursday, July 18-19, 2001 at the Investment Company Institute in...

[14027] October 5, 2001 TO: OPERATIONS COMMITTEE No. 28-01 TRANSFER AGENT ADVISORY COMMITTEE No. 74-01 RE: TRANSFER OF RETIREMENT ASSETS (TORA) SURVEY The Transfer Agent Advisory Committee recently formed a task force to assess current industry practices and procedures with respect to...

URGENT [14028] October 5, 2001 TO: COMPLIANCE ADVISORY COMMITTEE No. 46-01 INTERNATIONAL COMMITTEE No. 54-01 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 8-01 TRANSFER AGENT ADVISORY COMMITTEE No. 75-01 RE: OFAC UPDATES ANTI-TERRORISM SANCTIONS Today, the Office of Foreign Assets...

[14022] October 4, 2001 TO: COMPLIANCE ADVISORY COMMITTEE No. 44-01 INTERNATIONAL COMMITTEE No. 53-01 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 7-01 TRANSFER AGENT ADVISORY COMMITTEE No. 73-01 RE: OFAC AMENDS YUGOSLAV REGULATIONS Yesterday, the Office of Foreign Assets Control...