Transfer Agent Advisory Content

[14492] March 4, 2002 TO: BROKER/DEALER ADVISORY COMMITTEE No. 4-02 COMPLIANCE ADVISORY COMMITTEE No. 18-02 INTERNATIONAL COMMITTEE No. 16-02 MONEY LAUNDERING RULES WORKING GROUP No. 10-02 SEC RULES COMMITTEE No. 20-02 TRANSFER AGENT ADVISORY COMMITTEE No. 16-02 RE: ICI COMMENT LETTER...

[14487] February 28, 2002 TO: BROKER/DEALER ADVISORY COMMITTEE No. 3-02 CLOSED-END INVESTMENT COMPANY MEMBERS No. 7-02 COMPLIANCE ADVISORY COMMITTEE No. 17-02 SEC RULES MEMBERS No. 12-02 SMALL FUNDS MEMBERS No. 5-02 TRANSFER AGENT ADVISORY COMMITTEE No. 15-02 UNIT INVESTMENT TRUST...

[14483] February 27, 2002 TO: PENSION MEMBERS No. 7-02 PENSION OPERATIONS ADVISORY COMMITTEE No. 12-02 TRANSFER AGENT ADVISORY COMMITTEE No. 14-02 RE: INSTITUTE LETTER TO INTERNAL REVENUE SERVICE CONCERNING DEADLINE FOR USE OF REVISED MODEL IRA FORMS As you know, the Internal Revenue...

URGENT [14482] February 26, 2002 TO: COMPLIANCE ADVISORY COMMITTEE No. 16-02 INTERNATIONAL COMMITTEE No. 15-02 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 7-02 PRIMARY CONTACTS - MEMBER COMPLEX No. 15-02 TRANSFER AGENT ADVISORY COMMITTEE No. 13-02 RE: OFAC FREEZES ASSETS OF MORE...

[14460] February 13, 2002 TO: COMPLIANCE ADVISORY COMMITTEE No. 13-02 INTERNATIONAL COMMITTEE No. 14-02 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 5-02 MONEY LAUNDERING RULES WORKING GROUP No. 8-02 PRIMARY CONTACTS - MEMBER COMPLEX No. 10-02 TRANSFER AGENT ADVISORY COMMITTEE No...

[14436] February 7, 2002 TO: OPERATIONS COMMITTEE No. 1-02 TRANSFER AGENT ADVISORY COMMITTEE No. 11-02 RE: 2002 MUTUAL FUND COMPLEX INTERNET WEBSITE SURVEY The Transfer Agent Advisory Committee established a task force last year to review and update the 1999 Mutual Fund Complex...

[14374] February 5, 2002 TO: ACCOUNTING/TREASURERS COMMITTEE No. 7-02 CONFERENCE PROMOTIONS DIRECT MARKETING COMMITTEE No. 5-02 INVESTMENT ADVISER MEMBERS No. 6-02 OPERATIONS MEMBERS No. 3-02 PENSION MEMBERS No. 4-02 PENSION OPERATIONS ADVISORY COMMITTEE No. 9-02 PRIMARY CONTACTS -...

[14429] February 5, 2002 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 8-02 COMPLIANCE ADVISORY COMMITTEE No. 12-02 SEC RULES COMMITTEE No. 15-02 TRANSFER AGENT ADVISORY COMMITTEE No. 9-02 UNIT INVESTMENT TRUST COMMITTEE No. 6-02 RE: INSTITUTE COMMENT LETTER ON SEC RULE AMENDMENTS...

URGENT [14414] January 31, 2002 TO: COMPLIANCE ADVISORY COMMITTEE No. 8-02 INTERNATIONAL COMMITTEE No. 10-02 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 4-02 MONEY LAUNDERING RULES WORKING GROUP No. 6-02 PRIMARY CONTACTS - MEMBER COMPLEX No. 6-02 TRANSFER AGENT ADVISORY COMMITTEE...

[14406] January 29, 2002 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 6-02 RE: SUMMARY OF OCTOBER 17-18TH CONFERENCE CALL Attached is a summary of the Transfer Agent Advisory Committee conference calls held on Wednesday and Thursday October 17-18, 2001 by the Investment Company Institute...