Transfer Agent Advisory Content

[14675] April 26, 2002 TO: 529 PLAN ADVISORY COMMITTEE No. 20-02 PENSION MEMBERS No. 19-02 PENSION OPERATIONS ADVISORY COMMITTEE No. 29-02 TRANSFER AGENT ADVISORY COMMITTEE No. 37-02 RE: IRS ISSUES MODEL FORMS FOR COVERDELL EDUCATION SAVINGS ACCOUNTS The Internal Revenue Service has...

[14664] April 25, 2002 TO: PENSION MEMBERS No. 18-02 PENSION OPERATIONS ADVISORY COMMITTEE No. 28-02 TRANSFER AGENT ADVISORY COMMITTEE No. 36-02 RE: IRS EXTENDS DEADLINE FOR USE OF REVISED MODEL FORMS FOR NEW ACCOUNTS AND RELEASES MODEL FORMS FOR IRAS, SEPS AND SIMPLES The Internal...

[14668] April 24, 2002 TO: OPERATIONS COMMITTEE No. 6-02 SMALL FUNDS COMMITTEE No. 4-02 TRANSFER AGENT ADVISORY COMMITTEE No. 35-02 RE: OFAC FREEZES ASSETS OF TEN MORE TERRORISTS AND TERRORIST ORGANIZATIONS The Office of Foreign Assets Control (OFAC) has added nine individuals and one...

[14640] April 18, 2002 TO: OPERATIONS MEMBERS No. 12-02 PENSION MEMBERS No. 17-02 PENSION OPERATIONS ADVISORY COMMITTEE No. 25-02 TRANSFER AGENT ADVISORY COMMITTEE No. 34-02 AD HOC COMMITTEE ON RMD REFORM RE: INTERNAL REVENUE SERVICE ISSUES FINAL REGULATIONS ON REQUIRED MINIMUM...

[14634] April 12, 2002 TO: ACCOUNTING/TREASURERS COMMITTEE No. 16-02 CLOSED-END INVESTMENT COMPANY MEMBERS No. 13-02 INVESTMENT ADVISER ASSOCIATE MEMBERS No. 11-02 INVESTMENT ADVISER MEMBERS No. 15-02 OPERATIONS MEMBERS No. 11-02 PRIMARY CONTACTS - MEMBER COMPLEX No. 31-02 SEC RULES...

[14635] April 12, 2002 TO: BROKER/DEALER ADVISORY COMMITTEE No. 9-02 CLOSED-END INVESTMENT COMPANY MEMBERS No. 14-02 COMPLIANCE ADVISORY COMMITTEE No. 33-02 MONEY LAUNDERING RULES WORKING GROUP No. 20-02 SEC RULES MEMBERS No. 25-02 SMALL FUNDS MEMBERS No. 10-02 TRANSFER AGENT ADVISORY...

[14632] April 11, 2002 TO: OPERATIONS COMMITTEE No. 4-02 TRANSFER AGENT ADVISORY COMMITTEE No. 31-02 RE: ICI TRANSFER AGENT ADVISORY COMMITTEE SURVEY ON NSCC’S TRANSFER OF RETIREMENT ASSETS (TORA) Last year, the Transfer Agent Advisory Committee established a task force to assess...

[14630] April 11, 2002 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 30-02 RE: SUMMARY OF JANUARY 24, 2002 MEETING Attached is a summary of the Transfer Agent Advisory Committee meeting held on Thursday, January 24, 2002 at the Renaissance Vinoy Hotel in St. Petersburg, Florida. Please...

[14629] April 11, 2002 TO: MONEY LAUNDERING RULES WORKING GROUP No. 19-02 TRANSFER AGENT ADVISORY COMMITTEE No. 29-02 RE: ANTI-MONEY LAUNDERING MEETING ON TUESDAY, APRIL 16, 2002 As you know, the Transfer Agent Advisory Committee and the Money Laundering Rules Working Group will be...

[14601] April 3, 2002 TO: BROKER/DEALER ADVISORY COMMITTEE No. 8-02 COMPLIANCE ADVISORY COMMITTEE No. 30-02 INTERNATIONAL COMMITTEE No. 25-02 MONEY LAUNDERING RULES WORKING GROUP No. 18-02 SEC RULES COMMITTEE No. 27-02 TRANSFER AGENT ADVISORY COMMITTEE No. 28-02 RE: ICI COMMENT LETTER...