[14629]
April 11, 2002
TO: MONEY LAUNDERING RULES WORKING GROUP No. 19-02
TRANSFER AGENT ADVISORY COMMITTEE No. 29-02
RE: ANTI-MONEY LAUNDERING MEETING ON TUESDAY, APRIL 16, 2002
As you know, the Transfer Agent Advisory Committee and the Money Laundering
Rules Working Group will be meeting at 3:00 p.m. on Tuesday, April 16 to discuss issues arising
in implementing anti-money laundering programs under the USA PATRIOT Act. Members of
the TAAC and the working group may participate in the meeting either in person or by
telephone.
Attached are questions for discussion that have been submitted by TAAC or working
group members. This list of questions will serve as our agenda for the meeting. Please take a
moment to review these questions; this meeting is intended to provide a forum for firms to
discuss their implementation of AML programs, and participation in the discussion is highly
encouraged.
Also attached is a list of those expected to participate by telephone. This meeting is
limited to members of the TAAC and the working group, and is not open to outside counsel or
other members of the public. If you are not listed as a dial-in participant, you will not be
permitted to join the call. If you intend to participate in the meeting by telephone and do not
see your name on the list, please contact Amanda Busick at 202-326-5836 as soon as possible.
Use the information below to join the call. Given the large number of telephone
participants, we recommend dialing in at least ten minutes prior to the start of the meeting.
Conference call number: 1-888-810-3142
Pass code: Money
Call leader: Bob Grohowski
If you have any questions about the meeting, please contact Amanda Busick at 202-326-
5836.
Robert C. Grohowski
Associate Counsel
Attachment (in .pdf format)