Transfer Agent Advisory Content

[14596] April 2, 2002 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 26-02 RE: PRELIMINARY AGENDA FOR APRIL 16-17, 2002 The next meeting of the Transfer Agent Advisory Committee will be held on Tuesday April 16th from 3:00 – 5:00 p.m. ET and Wednesday, April 17th from 9:00 – 2:00 p.m. ET...

URGENT [14582] March 27, 2002 TO: COMPLIANCE ADVISORY COMMITTEE No. 27-02 INTERNATIONAL COMMITTEE No. 22-02 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 11-02 MONEY LAUNDERING RULES WORKING GROUP No. 16-02 PRIMARY CONTACTS - MEMBER COMPLEX No. 26-02 TRANSFER AGENT ADVISORY...

[14559] March 22, 2002 TO: 529 PLAN ADVISORY COMMITTEE No. 12-02 ACCOUNTING/TREASURERS COMMITTEE No. 12-02 CONFERENCE PROMOTIONS DIRECT MARKETING COMMITTEE No. 9-02 INVESTMENT ADVISER ASSOCIATE MEMBERS No. 9-02 INVESTMENT ADVISER MEMBERS No. 13-02 OPERATIONS MEMBERS No. 8-02 PENSION...

[14565] March 21, 2002 TO: OPERATIONS MEMBERS No. 7-02 SMALL FUNDS MEMBERS No. 8-02 TRANSFER AGENT ADVISORY COMMITTEE No. 23-02 RE: OHIO EXPRESSES CONCERN WITH THE FAILURE OF INVESTMENT COMPANIES TO COMPLY WITH OHIO’S UNCLAIMED PROPERTY LAW The Ohio Department of Commerce, which is...

[14553] March 19, 2002 TO: TAX MEMBERS No. 12-02 ACCOUNTING/TREASURERS COMMITTEE No. 11-02 TRANSFER AGENT ADVISORY COMMITTEE No. 22-02 PENSION MEMBERS No. 10-02 PENSION OPERATIONS ADVISORY COMMITTEE No. 16-02 RE: PRESIDENT SIGNS INTO LAW H.R. 3090, THE "JOB CREATION AND WORKER...

[14547] March 18, 2002 TO: BROKER/DEALER ADVISORY COMMITTEE No. 6-02 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 11-02 COMPLIANCE ADVISORY COMMITTEE No. 23-02 MONEY LAUNDERING RULES WORKING GROUP No. 14-02 SEC RULES COMMITTEE No. 22-02 SMALL FUNDS COMMITTEE No. 2-02 TRANSFER AGENT...

BY EMAIL [14533] March 13, 2002 TO: BROKER/DEALER ADVISORY COMMITTEE No. 5-02 INTERNATIONAL COMMITTEE No. 20-02 TAX MEMBERS No. 11-02 TRANSFER AGENT ADVISORY COMMITTEE No. 20-02 RE: IRS GRANTS FILING EXTENSION FOR 2001 FORM 1042-S The Internal Revenue Service today extended the filing...

URGENT [14520] March 11, 2002 TO: COMPLIANCE ADVISORY COMMITTEE No. 19-02 INTERNATIONAL COMMITTEE No. 18-02 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 10-02 MONEY LAUNDERING RULES WORKING GROUP No. 12-02 PRIMARY CONTACTS - MEMBER COMPLEX No. 19-02 TRANSFER AGENT ADVISORY...

[14516] March 8, 2002 TO: ACCOUNTING/TREASURERS COMMITTEE No. 9-02 CLOSED-END INVESTMENT COMPANY MEMBERS No. 8-02 INVESTMENT ADVISER ASSOCIATE MEMBERS No. 6-02 INVESTMENT ADVISER MEMBERS No. 10-02 OPERATIONS MEMBERS No. 4-02 PRIMARY CONTACTS - MEMBER COMPLEX No. 18-02 SEC RULES...

[14496] March 5, 2002 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 17-02 RE: MEETING NOTICE -- APRIL 16-17, 2002 The next meeting of the Transfer Agent Advisory Committee will be held on Tuesday and Wednesday, April 16 and 17, 2002 in the David Silver Conference Room (12th floor) of the...