Transfer Agent Advisory Content

[13293] March 26, 2001 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 23-01 RE: SUMMARY OF JANUARY 25, 2001 MEETING Attached is a summary of the Transfer Agent Advisory Committee (TAAC) meeting held on Thursday, January 25, 2001 at the St. Regis Hotel in Houston, TX. Please contact me at...

[13263] March 14, 2001 TO: INVESTMENT ADVISERS COMMITTEE No. 5-01 SEC RULES COMMITTEE No. 25-01 ELECTRONIC COMMERCE ADVISORY COMMITTEE No. 5-01 OPERATIONS COMMITTEE No. 10-01 TRANSFER AGENT ADVISORY COMMITTEE No. 22-01 RE: SEC PROPOSAL REGARDING ELECTRONIC RECORDKEEPING BY INVESTMENT...

February 27, 2001 TO: ACCOUNTING/TREASURERS COMMITTEE No. 6-01 CONFERENCE PROMOTIONS DIRECT MARKETING COMMITTEE No. 4-01 INVESTMENT ADVISER MEMBERS No. 3-01 OPERATIONS MEMBERS No. 6-01 PENSION MEMBERS No. 13-01 PENSION OPERATIONS ADVISORY COMMITTEE No. 20-01 PRIMARY CONTACTS - MEMBER...

[13145] February 21, 2001 TO: OPERATIONS COMMITTEE No. 5-01 TRANSFER AGENT ADVISORY COMMITTEE No. 18-01 RE: ICI TRANSFER AGENT ADVISORY COMMITTEE - TRANSFER OF RETIREMENT ASSETS SURVEY RESULTS Last year, the Transfer Agent Advisory Committee established a Task Force to assess current...

[13177] February 20, 2001 TO: PENSION MEMBERS No. 11-01 PENSION OPERATIONS ADVISORY COMMITTEE No. 17-01 TRANSFER AGENT ADVISORY COMMITTEE No. 17-01 AD HOC COMMITTEE ON RMD REFORM RE: IRS RELEASES TECHNICAL CORRECTIONS TO PROPOSED REGULATIONS ON REQUIRED MINIMUM DISTRIBUTIONS The...

[13171] February 15, 2001 TO: OPERATIONS COMMITTEE No. 4-01 PENSION MEMBERS No. 10-01 PENSION OPERATIONS ADVISORY COMMITTEE No. 15-01 RESEARCH COMMITTEE No. 4-01 TAX COMMITTEE No. 7-01 TRANSFER AGENT ADVISORY COMMITTEE No. 16-01 RE: 2001 RETIREMENT PLANS CONFERENCE - TIME TO REGISTER...

[13149] February 12, 2001 TO: OPERATIONS COMMITTEE No. 3-01 PENSION COMMITTEE No. 11-01 PENSION OPERATIONS ADVISORY COMMITTEE No. 13-01 TAX COMMITTEE No. 4-01 TRANSFER AGENT ADVISORY COMMITTEE No. 15-01 RE: CONFERENCE CALL SCHEDULED FOR MARCH 7, 2001 TO DISCUSS INDUSTRY COMMENTS ON...

[13131] February 6, 2001 TO: BROKER/DEALER ADVISORY COMMITTEE No. 4-01 CLOSED-END INVESTMENT COMPANY MEMBERS No. 5-01 OPERATIONS MEMBERS No. 4-01 PENSION MEMBERS No. 8-01 PENSION OPERATIONS ADVISORY COMMITTEE No. 12-01 TAX MEMBERS No. 11-01 TRANSFER AGENT ADVISORY COMMITTEE No. 13-01...

[13061] February 6, 2001 TO: ACCOUNTING/TREASURERS MEMBERS No. 5-01 CLOSED-END INVESTMENT COMPANY MEMBERS No. 6-01 COMPLIANCE ADVISORY COMMITTEE No. 9-01 INTERNATIONAL COMMITTEE No. 9-01 OPERATIONS MEMBERS No. 5-01 PRIMARY CONTACTS - MEMBER COMPLEX No. 12-01 SEC RULES MEMBERS No. 14...

[13113] February 2, 2001 TO: BANK AND TRUST ADVISORY COMMITTEE No. 2-01 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 2-01 INTERNATIONAL COMMITTEE No. 8-01 SECURITIES OPERATIONS SUBCOMMITTEE TAX COMMITTEE No. 2-01 TRANSFER AGENT ADVISORY COMMITTEE No. 12-01 UNIT INVESTMENT TRUST...