Transfer Agent Advisory Content

[13107] February 1, 2001 TO: PENSION MEMBERS No. 6-01 PENSION OPERATIONS ADVISORY COMMITTEE No. 10-01 TRANSFER AGENT ADVISORY COMMITTEE No. 11-01 AD HOC COMMITTEE ON MRD REFORM RE: IRS RELEASES TECHNICAL CORRECTION TO MODEL AMENDMENT TO QUALIFIED PLANS FOR PROPOSED REGULATIONS ON MRDS...

[13102] January 31, 2001 TO: BROKER/DEALER ADVISORY COMMITTEE No. 3-01 COMPLIANCE ADVISORY COMMITTEE No. 8-01 SEC RULES COMMITTEE No. 12-01 TRANSFER AGENT ADVISORY COMMITTEE No. 10-01 PRIVACY COMPLIANCE PAPER WORKING GROUP RE: PRIVACY COMPLIANCE PAPER Enclosed is the final version of...

[13081] January 24, 2001 TO: BOARD OF GOVERNORS No. 8-01 ACCOUNTING/TREASURERS MEMBERS No. 3-01 SEC RULES MEMBERS No. 8-01 TAX MEMBERS No. 7-01 TRANSFER AGENT ADVISORY COMMITTEE No. 9-01 RE: SEC ADOPTS MUTUAL FUND AFTER-TAX RETURN DISCLOSURE RULES The Securities and Exchange...

[13075] January 23, 2001 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 7-01 RE: SUMMARY OF OCTOBER 26, 2000 MEETING Attached is a summary of the Transfer Agent Advisory Committee (TAAC) meeting held on Thursday, October 26, 2000 at the Investment Company Institute in Washington, DC...

[13068] January 23, 2001 TO: PENSION MEMBERS No. 4-01 PENSION OPERATIONS ADVISORY COMMITTEE No. 7-01 TRANSFER AGENT ADVISORY COMMITTEE No. 8-01 RE: QUALIFIED PLAN AND IRA TECHNICAL CORRECTIONS ENACTED IN THE CONSOLIDATED APPROPRIATIONS ACT OF 2001 As part of the Consolidated...

[13065] January 19, 2001 TO: BANK AND TRUST ADVISORY COMMITTEE No. 1-01 BROKER/DEALER ASSOCIATE MEMBERS No. 1-01 COMPLIANCE ADVISORY COMMITTEE No. 5-01 INTERNATIONAL MEMBERS No. 5-01 SEC RULES MEMBERS No. 7-01 TRANSFER AGENT ADVISORY COMMITTEE No. 6-01 RE: ANTI-MONEY LAUNDERING...

[13063] January 19, 2001 TO: BROKER/DEALER ADVISORY COMMITTEE No. 2-01 OPERATIONS MEMBERS No. 3-01 PENSION COMMITTEE No. 6-01 PENSION OPERATIONS ADVISORY COMMITTEE No. 5-01 TAX MEMBERS No. 4-01 TRANSFER AGENT ADVISORY COMMITTEE No. 5-01 UNIT INVESTMENT TRUST COMMITTEE No. 3-01 RE: IRS...

[13047] January 17, 2001 TO: PENSION MEMBERS No. 2-01 PENSION OPERATIONS ADVISORY COMMITTEE No. 3-01 TRANSFER AGENT ADVISORY COMMITTEE No. 4-01 RE: IRS RELEASES SIMPLIFIED MINIMUM REQUIRED DISTRIBUTION PROPOSED REGULATIONS The Internal Revenue Service recently released proposed...

[13028] January 12, 2001 TO: OPERATIONS COMMITTEE No. 2-01 TRANSFER AGENT ADVISORY COMMITTEE No. 3-01 RE: MULTISTATE FINANCIAL INSTITUTION DATA MATCH (MSFIDM) WORKSHOP FOR PERSONAL RESPONSIBILITY AND WORK OPPORTUNITY RECONCILIATION ACT - “DEADBEAT PARENTS” REPORTING As reported...

[13007] January 9, 2001 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 2-01 RE: MEETING AND TOUR - JANUARY 25 AND 26, 2001 The next meeting of the Transfer Agent Advisory Committee will be held on Thursday, January 25, 2001 in the Colonnade room of The St. Regis hotel in Houston, Texas. We...