Transfer Agent Advisory Content

1 The bill is H.R. 4328, the Omnibus Consolidated and Emergency Supplemental Appropriations Act. 2 See Institute Memorandum to Tax Members No. 18-98, Accounting/Treasurers Members No. 16-98, Operations Members No. 17-98, Closed-End Investment Company Members No. 19-98, Unit Investment...

[10392] October 20, 1998 TO: PENSION COMMITTEE No. 69-98 PENSION OPERATIONS ADVISORY COMMITTEE No. 52-98 TRANSFER AGENT ADVISORY COMMITTEE No. 67-98 AD HOC ROTH IRA COMMITTEE RE: IRS NOTICE LIMITS ROTH CONVERSIONS _______________________________________________________________________...

[10388] October 19, 1998 TO: ACCOUNTING/TREASURERS COMMITTEE No. 45-98 BANK INVESTMENT MANAGEMENT MEMBERS No. 8-98 CLOSED-END INVESTMENT COMPANY MEMBERS No. 35-98 COMPLIANCE ADVISORY COMMITTEE No. 34-98 INVESTMENT ADVISER ASSOCIATE MEMBERS No. 30-98 INVESTMENT ADVISER MEMBERS No. 33...

1 See Institute Memorandum to Pension Members No. 50-98, Pension Operations Advisory Committee No. 34-98 and Transfer Agent Advisory Committee No. 46-98, dated July 31, 1998. [10385] October 16, 1998 TO: PENSION MEMBERS No. 62-98 PENSION OPERATIONS ADVISORY COMMITTEE No. 51-98...

1 Department of the Treasury, Management of Federal Agency Disbursements, 63 Fed. Reg. 51490 (September 25, 1998) (the “Release”). The Release notes that Section 31001(x) of the Debt Collection Improvement Act of 1996 amends Section 3332 of Title 31 of the U.S. Code and requires...

1 Investment Adviser Year 2000 Reports, SEC Release Nos. IA-1769 and IC-23476; File No. S7-20-98 (Oct. 1, 1998) (the “Release”). 2 See Investment Adviser Year 2000 Reports, SEC Release Nos. IA-1728 and IC-23293; File No. S7-20-98 (June 30, 1998). 3 The Release also notes that the...

[10351] October 5, 1998 TO: ACCOUNTING/TREASURERS MEMBERS No. 26-98 DIRECT MARKETING COMMITTEE No. 17-98 INVESTMENT ADVISER MEMBERS No. 29-98 OPERATIONS MEMBERS No. 26-98 PENSION MEMBERS No. 61-98 PENSION OPERATIONS ADVISORY COMMITTEE No. 49-98 PRIMARY CONTACTS - MEMBER COMPLEX No. 90...

[10342] September 30, 1998 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 61-98 RE: MEETING - OCTOBER 15, 1998 ______________________________________________________________________________ The next meeting of the Transfer Agent Advisory Committee will take place on October 15 at the...

1 See Institute Memorandum to Tax Members No. 29-98, Accounting/Treasurers Members No. 23-98, Closed- End Investment Company Members No. 27-98, Unit Investment Trust Members No. 20-98, Operations Members No. 23-98 and Transfer Agent Advisory Committee No. 58-98, dated September 21...

1 This year-end information often is referred to as “reclassified” tax information because of the practice at many brokerage firms and banks to treat distributions from RICs and REITs as ordinary income until advised to “reclassify” the income, such as to long-term capital gain....